UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

Amendment No. 1

 

[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended December 31, 2018

 

OR

 

[  ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File No.000 - 55000

 

EARTH SCIENCE TECH, INC.

(Exact name of registrant as specified in its charter)

 

Nevada   80-0961484

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

8000 NW 31 st Street, Unit 19

Doral, FL 33122, USA

(Address of principal executive offices, zip code)

 

(305) 615-2118

(Registrant’s telephone number, including area code)

 

(Former name, former address and former fiscal year,

if changed since last report)

 

Indicate by check mark whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes [X] No [  ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

Yes [X] No [  ]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (check one):

 

Large accelerated filer [  ]   Accelerated filer [  ]
         
Non-accelerated filer [  ] (Do not check if a smaller reporting company) Smaller reporting company [X]
         
Emerging Growth Company [  ]      

 

Indicate by check mark whether the registrant is a shell company (as defined in Exchange Act Rule 12b-2 of the Exchange Act):

Yes [  ] No [X]

 

APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY

PROCEEDINGS DURING THE PRECEDING FIVE YEARS:

 

Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court.

Yes [  ] No [  ]

 

APPLICABLE ONLY TO CORPORATE ISSUERS

 

The number of shares of Common Stock, $0.001 par value, outstanding on December 31, 2018 was 50,513,400.

 

 

 

     
     

 

EXPLANATORY NOTE

 

The sole purpose of this Amendment No. 1 to the Quarterly Report on Form 10-Q for the quarterly period ended December 31, 2018 of Earth Science Tech, Inc. (the “Company”) filed with the Securities and Exchange Commission on February 19, 2019 (the “Form 10-Q”) is to furnish Exhibits 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T.

 

No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.

 

     
     

 

ITEM 6. EXHIBITS

 

Exhibit Number   Description
10.1**   Agreement for Clinical Trials of Laboratory Protocols
10.2 **   Agreement between Registrant and Dermagate, Inc.
10.3 **   Engagement Letter with Fasken, Martinueau DuMoulin LLP
31.1 *   Certification of Principal Executive Officer Pursuant to Rule 13a-14
31.2 *   Certification of Principal Financial Officer Pursuant to Rule 13a-14
32.1 *   Certification of Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act
32.2 *   Certification of Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act
101   Interactive Data Files

 

** Previously Filed.

*Filed herewith.

 

     
     

 

SIGNATURES

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

RECEIVER FOR EARTH SCIENCE TECH, INC.

CASE NO. A-18-784952-C

STRONGBOW ADVISORS, INC.

   
Dated: February 27, 2019 By: /s/ Robert Stevens
    Robert Stevens
  Its: President

 

  EARTH SCIENCE TECH, INC.
   
Dated: February 27, 2019 By: /s/ Nickolas S. Tabraue
    Nickolas S. Tabraue, under the supervision and direction of Robert Stevens and Strongbow Advisors, Inc., receiver for Earth Science Tech, Inc. Case No. A-18-784952-C
  Its: President, Director, & Chairman

 

     
     

 

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