Current Report Filing (8-k)
December 09 2021 - 01:48PM
Edgar (US Regulatory)
0001068689 false 0001068689 2021-12-03
2021-12-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported):
December 3, 2021
DATA443 RISK MITIGATION, INC.
(Exact Name
of Registrant as Specified in Charter)
|
Nevada |
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000-30542 |
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86-0914051 |
|
(State or
Other Jurisdiction
of
Incorporation)
|
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.)
|
101 J Morris Commons Lane,
Suite 105
Morrisville,
North Carolina
27560
(Address of
Principal Executive Offices)
Registrant’s
telephone number, including area code:
919-858-6542
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities
Act |
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☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act |
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act |
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act |
Securities
registered pursuant to Section 12(b) of the Act:
|
Title of
each class |
|
Trading
Symbol(s) |
|
Name of
each exchange on which registered |
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None |
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N/A |
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N/A |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company
☒
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
|
ITEM
5.02 |
DEPARTURE
OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS;
APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF
CERTAIN OFFICERS. |
On and
effective December 3, 2021, Data443 Risk Mitigation, Inc. (the
“Company”)
appointed Nanuk Warman to serve as the Company’s chief financial
officer. Mr. Warman replaces Jason Remillard, President and CEO of
the Company, who has been serving as our principal financial
officer. Mr. Warman, age 49, has over 23-years of experience in
corporate accounting and finance focused primarily on US and
Canadian publicly listed companies across a diverse range of
industries. Mr. Warman is currently Managing Partner of PubCo
Reporting Solutions, where he has worked since he founded the
company in 2010. Prior to forming PubCo Reporting Solutions, Mr.
Warman worked with KPMG in British Columbia, Canada. Mr. Warman has
worked with the Company for almost three years as an independent
consultant and has extensive knowledge of the Company’s financial
history and business.
In
connection with his appointment, Mr. Warman will be entitled to an
annual base salary in the amount of $120,000, and stock options in
the amount of $30,000 per calendar quarter. Mr. Warman will also be
eligible to participate in the Company’s bonus plan, with Mr.
Warman’s eligible bonus payment to be based on the Company’s
achievement of certain performance objectives and goals.
There are
currently no arrangements or understandings between Mr. Warman and
any other person pursuant to which Mr. Warman was selected as an
executive officer. There are no family relationships between Mr.
Warman and any director or other executive officer of the Company,
or with any person nominated or chosen to become an officer or a
director of the Company. The Company has had no transactions since
the beginning of its last fiscal year, and has no transactions
currently proposed, in which Mr. Warman, or any member of his
immediate family, has an interest requiring disclosure under Item
404(a) of Regulation S-K.
| ITEM
7.01 |
REGULATION FD
DISCLOSURE. |
On December
9, 2021, the Company issued a press release (the “Press Release”) announcing the
appointment of Mr. Warman. The full text of the Press Release is
attached hereto as Exhibit 99.1 and is incorporated herein by this
reference.
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ITEM
9.01 |
FINANCIAL STATEMENTS
AND EXHIBITS. |
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(d) |
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Exhibits. |
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The following Exhibits
are furnished with this Report: |
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
| Date: December 9,
2021 |
DATA443
RISK MITIGATION, INC. |
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BY: |
/S/ JASON
REMILLARD |
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Jason
Remillard, |
| |
|
Chief Executive
Officer |
DATA443 Risk Mitigation (PK) (USOTC:ATDS)
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DATA443 Risk Mitigation (PK) (USOTC:ATDS)
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