Initial Statement of Beneficial Ownership (3)

Date : 10/15/2019 @ 8:49PM
Source : Edgar (US Regulatory)
Stock : Cleanspark, Inc. (QB) (CLSK)
Quote : 0.78495  -0.06405 (-7.54%) @ 9:03PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Love Lori

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/7/2019 

3. Issuer Name and Ticker or Trading Symbol

CLEANSPARK, INC. [CLSK]

(Last)        (First)        (Middle)

70 NORTH MAIN STREET, STE. 105

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /

(Street)

BOUNTIFUL, UT 84010      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)  (1) (1)Common Stock 250000 $0.85 D  

Explanation of Responses:
(1) The option shares vest and become exercisable in a series of thirty-six (36) successive equal monthly installments measured from September 30, 2019, with an expiration date of September 30, 2024.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Love Lori
70 NORTH MAIN STREET, STE. 105
BOUNTIFUL, UT 84010


Chief Financial Officer

Signatures
/s/ Lori Love10/15/2019
**Signature of Reporting PersonDate

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