Small Company Offering and Sale of Securities Without Registration (d)

Date : 10/21/2019 @ 3:01PM
Source : Edgar (US Regulatory)
Stock : Bay Banks of Virginia Inc (QB) (BAYK)
Quote : 8.41  0.01 (0.12%) @ 6:36PM

Small Company Offering and Sale of Securities Without Registration (d)

x NoneEntity Type
0001034594
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
 BAY BANKS OF VIRGINIA INC
Jurisdiction of Incorporation/Organization
VIRGINIA
 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed 



2. Principal Place of Business and Contact Information
Name of Issuer 
 BAY BANKS OF VIRGINIA INC 
Street Address 1Street Address 2
 1801 Bayberry Court 
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 Richmond VIRGINIA 23226 804-435-1171 



3. Related Persons
Last NameFirst NameMiddle Name
GreeneRandalR.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
JenkinsDouglasF.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
Scott, IIIC.Frank
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
GavantJudyC.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 

 
Last NameFirst NameMiddle Name
NostEricF.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
Boyd, Jr.C.Rodes
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
WoolfolkD.Kyle
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
ClarkeC.Dwight
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

 
Last NameFirst NameMiddle Name
CrowtherElizabethH.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
Farmar, IIIRichardA.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
ReynoldsRandolphN.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
PattersonJulienG.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

 
Last NameFirst NameMiddle Name
SpilmanVanceH.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
HodgesJohnC.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmoindVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
VanLandinghamJamesP.
Street Address 1Street Address 2
1801 Bayberry Court
CityState/Province/CountryZIP/Postal Code
RichmondVIRGINIA23226
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

 


4. Industry Group
o Agriculture Health Care o Retailing
 Banking & Financial Services   o Biotechnology o Restaurants
  x Commercial Banking   o Health Insurance Technology
  o Insurance  o Hospitals & Physicians  o Computers
  o Investing  o Pharmaceuticals  o Telecommunications
  o Investment Banking  o Other Health Care  o Other Technology
  o Pooled Investment Fund

    Travel
  o Other Banking & Financial Services o Manufacturing  o Airlines & Airports
 Real Estate  o Lodging & Conventions
  o Commercial  o Tourism & Travel Services
  o Construction  o Other Travel
  o REITS & Finance o Other
  o Residential 
  o Other Real Estate 
o Business Services 
 Energy 
  o Coal Mining 
  o Electric Utilities 
  o Energy Conservation 
  o Environmental Services 
  o Oil & Gas 
  o Other Energy 


5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
o Over $100,000,000 o Over $100,000,000
x Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale 2019-10-07 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests o Equity
o Tenant-in-Common Securities x Debt
o Mineral Property Securities o Option, Warrant or Other Right to Acquire Another Security
o Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
  


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary) 
  

11. Minimum Investment
Minimum investment accepted from any outside investor$ 0 USD

12. Sales Compensation
RecipientRecipient CRD Number o None
 Sandler O'Neill & Partners, L.P. 23328
(Associated) Broker or Dealer x None(Associated) Broker or Dealer CRD Number x None
    
Street Address 1Street Address 2
 1251 Avenue of the Americas 6th Floor
City State/Province/CountryZIP/Postal Code
 New York NEW YORK 10020
State(s) of Solicitation o All States o Foreign/Non-US
 ILLINOIS
 NORTH CAROLINA
 OHIO
 VIRGINIA
 WISCONSIN
 

 



13. Offering and Sales Amounts
Total Offering Amount $ 25000000 USD o Indefinite
Total Amount Sold $ 25000000 USD 
Total Remaining to be Sold $ 0 USD o Indefinite
 
Clarification of Response (if Necessary)
  


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 10


15. Sales Commissions & Finders' Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$ 750000 USD o Estimate
Finders' Fees$ 0 USD o Estimate
 
Clarification of Response (if Necessary)
  


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 0 USD o

Bay Banks of Virginia (QB) (USOTC:BAYK)
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