As filed with the U.S. Securities and Exchange Commission on August 2, 2022.

 

Registration No. 333-266305

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Amendment No. 1

to

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

Picture 2 

 

AXIM Biotechnologies, Inc.

(Exact name of registrant as specified in its charter)

 

Nevada

 

2834

 

27-4029386

(State or Other Jurisdiction of

Incorporation)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification No.)

 

6191 Cornerstone Court, E. Suite 114

San Diego, CA 92121

(858) 923-4422

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

John W. Huemoeller II

President

AXIM Biotechnologies, Inc.

6191 Cornerstone Court, E. Suite 114

San Diego, CA 92121

(858) 923-4422

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

John P. Cleary, Esq.

Christopher L. Tinen, Esq.

Procopio, Cory, Hargreaves & Savitch LLP

12544 High Bluff Drive, Suite 400

San Diego, California 92130

(619) 515-3221


 

Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this registration statement.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: [X]

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [   ]

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier registration statement for the same offering. [   ]

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier registration statement for the same offering. [   ]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer

[   ]

Accelerated filer

[   ]

Non-accelerated filer

[X]

Smaller reporting company

[X]

Emerging growth company

[   ]

 

 

 

The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the registration statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.


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EXPLANATORY NOTE

AXIM Biotechnologies, Inc. is filing this Amendment No. 1 to its Registration Statement on Form S-1 (File No. 333-266305) as an exhibits-only filing. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

 

Item 16. Exhibits and Financial Statement Schedules.

 

(a) Exhibits

 

See the Exhibit Index attached to this Registration Statement, which is incorporated by reference herein.

 

  

EXHIBIT INDEX

 

Exhibits

Exhibit #

Incorporated by Reference

(Form Type)

Filing Date

Filed

Herewith

Articles of Incorporation, as filed with the Nevada Secretary of State on November 18, 2010.

3.1

10-Q

11/14/2014

 

 

 

 

 

 

Certificate of Amendment, as filed with the Nevada Secretary of State on July 24, 2014.

3.2

10-Q

11/14/2014

 

 

 

 

 

 

Amended and Restated (as of August 17, 2016) Bylaws of AXIM Biotechnologies, Inc.

3.3

10-Q

8/22/2016

 

 

 

 

 

 

Certificate of Designation of Series B Preferred Stock.

3.4

10-Q

8/22/2016

 

 

 

 

 

 

Certificate of Designation of Series C Preferred Stock.

3.5

10-Q

8/22/2016

 

 

 

 

 

 

Amended and Restated (as of August July 21, 2020) Bylaws of AXIM Biotechnologies, Inc.

3.6

8-K

07/24/2020

 

 

 

 

 

 

Legal Opinion of Procopio, Cory, Hargreaves & Savitch LLP

5.1

 

 

X

 

 

 

 

 

Letter of Intent (“Terms Sheet”) dated September 3, 2018, by and between Impression Healthcare Limited and AXIM Biotechnologies, Inc.

10.1

10-K (A/1)

10/30/2019

 

 

 

 

 

 

Exclusivity Agreement dated September 3, 2018, by and between Impression Healthcare Limited and AXIM Biotechnologies, Inc.

10.2

10-K (A/1)

10/30/2019

 

 

 

 

 

 

Amendment #1 to Exclusivity Agreement dated December 11, 2018, by and between Impression Healthcare Limited and AXIM Biotechnologies, Inc.

10.3

10-K (A/1)

10/30/2019

 

 

 

 

 

 

Supply Agreement dated May 31, 2019, by and between Impression Healthcare Limited and AXIM Biotechnologies, Inc.

10.4

10-K (A/1)

10/30/2019

 

 

 

 

 

 

6% Convertible Redeemable Note dated September 29, 2021, made by and between AXIM Biotechnologies, Inc. and GS Capital Partners, LLC, as amended.

10.5

8-K

02/16/2022

 

 

 

 

 

 

Form of 3% Short Term Promissory Notes, dated February 10, 2022.

10.6

8-K

2/16/2022

 

 

 

 

 

 

Form of 1.5% Short Term Promissory Notes, dated February 10, 2022.

10.7

8-K

2/16/2022

 

 

 

 

 

 

Asset Purchase Agreement dated August 26, 2021, by and between AXIM Biotechnologies, Inc. and Advanced Tear Diagnostics, LLC.

10.8

10-K(A/1)

04/19/2022

 

 

 

 

 

 


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Binding Term Sheet Agreement dated August 3, 2021, by and between AXIM Biotechnologies, Inc. and Advanced Tear Diagnostics, LLC.

10.9

10-K(A/1)

04/19/2022

 

 

 

 

 

 

May 1, 2019, License Agreement with CanChew Biotechnologies, LLC.

10.10

10-K

05/14/2020

 

 

 

 

 

 

Termination Agreement dated March 3, 2022, by and between AXIM Biotechnologies, Inc. and Empowered Diagnostics, LLC

10.11

10-K(A/1)

04/19/2022

 

 

 

 

 

 

Equity Purchase Agreement

10.12

 

 

X

 

 

 

 

 

Code of Business Conduct and Ethics.

14.1

10-Q

11/20/2017

 

 

 

 

 

 

Consent of Independent Registered Public Accounting Firm

23.1

 

 

X

 

 

 

 

 

Consent of Procopio, Cory, Hargreaves & Savitch LLP (included in Exhibit 5.1)

23.2

 

 

X

 

 

 

 

 

Power of Attorney (included on the signature page of this registration statement)

24.1

S-1

05/14/2021

 

 

 

 

 

 

Filing Fee Table

107

 

 

X

 


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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-1 and has duly caused this registration statement thereto to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, California on this 2nd day of August, 2022.

 

AXIM BIOTECHNOLOGIES, INC.

 

 

 

 

 

 

 

By:

/s/ John W. Huemoeller II

 

 

John W. Huemoeller II

 

 

President and Director

 

 

Principal Executive Officer

 

 

 

 

By:

/s/ Robert Malasek

 

 

Robert Malasek

 

 

Chief Financial Officer

 

 

Principal Financial Officer

 

 

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ John W. Huemoeller II

 

President and Director

 

August 2, 2022

John W. Huemoeller II

 

(Principal Executive Officer)

 

 

 

 

 

 

 

/s/ Robert Malasek *

 

Chief Financial Officer

 

August 2, 2022

Robert Malasek

 

(Principal Financial Officer)

 

 

 

 

 

 

 

/s/ Timothy R. Scott, PhD *

 

Director

 

August 2, 2022

Timothy R. Scott, PhD

 

 

 

 

 

 

 

 

 

/s/ Robert Cunningham *

 

Director

 

August 2, 2022

Robert Cunningham

 

 

 

 

 

 

 

 

 

/s/ Blake N. Schroeder *

 

Director

 

August 2, 2022

Blake N. Schroeder

 

 

 

 

 

 

 

 

 

/s/ Peter O’Rourke *

 

Director

 

August 2, 2022

Peter O’Rourke

 

 

 

 

 

* By:   /s/ John W. Huemoeller II

Attorney-in-fact


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