Amended Statement of Changes in Beneficial Ownership (4/a)

Date : 09/16/2019 @ 11:13PM
Source : Edgar (US Regulatory)
Stock : Alpine 4 Technologies Ltd (QB) (ALPP)
Quote : 0.1675  0.0175 (11.67%) @ 9:06PM
After Hours
Last Trade
Last $ 0.17 ▼ -0.00 (-0.30%)

Amended Statement of Changes in Beneficial Ownership (4/a)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WILSON KENT
2. Issuer Name and Ticker or Trading Symbol

Alpine 4 Technologies Ltd. [ ALPP ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO; President; Secretary
(Last)          (First)          (Middle)

1530 W LEWIS AVE
3. Date of Earliest Transaction (MM/DD/YYYY)

9/6/2019
(Street)

PHOENIX, AZ 85007
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

9/13/2019 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock   (2) 9/6/2019    A     200000       (2)  (2) Class A Common Stock  200000  $0  200000  D   
Class C Common Stock * see note 1 (1)  (3) 9/6/2019    A     550000 (1)      (3)  (3) Class A Common Stock  790169 (1)(3) $0  790169  D   

Explanation of Responses:
(1)  On September 3, 2019, the Issuer paid a stock dividend, payable to all holders of record of the Issuer's Class A Common stock on July 12, 2019, consisting of one share of the Issuer's Class C Common Stock for each 10 shares of Class A Common stock owned as of the record date. As a result, the reporting person received 240,169 shares of the Issuer's Class C Common Stock on September 3, 2019.
(2)  The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock at any time at the option of the reporting person. There is no expiration of the conversion right. Each one share of Class B Common Stock is convertible into one share of Class A Common Stock on the schedule set forth above. There is no exercise or conversion price payable.
(3)  The Issuer's Class C Common Stock is convertible into the Issuer's Class A Common Stock as follows: between the date of issuance and the third anniversary of the date of issuance, the Class C Common Stock is not convertible; on each of the next 4 anniversaries of the issuance date, the reporting person may convert up to 25%, 50%, 75%, and 100% of the shares of Class C Common Stock, respectively. There is no expiration of the conversion right. Each one share of Class C Common Stock is convertible into one share of Class A Common Stock on the schedule set forth above. There is no exercise or conversion price payable.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
WILSON KENT
1530 W LEWIS AVE
PHOENIX, AZ 85007
X
CEO; President; Secretary

Signatures
/s/ Kent Wilson 9/16/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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