Cardium Provides Update Regarding Exchange Listing Compliance Plan Accepted by NYSE Amex
April 15 2009 - 5:39PM
PR Newswire (US)
SAN DIEGO, April 15 /PRNewswire-FirstCall/ -- Cardium Therapeutics
(NYSE Amex: CXM) provided an update regarding its exchange listing
compliance plan which has been accepted by the NYSE Amex (formerly
the American Stock Exchange). (Logo:
http://www.newscom.com/cgi-bin/prnh/20051018/CARDIUMLOGO) As
reported on December 30, 2008, Cardium received notification from
the staff of its current listing exchange indicating that the
company was considered to be noncompliant with certain listing
requirements of the NYSE Alternext. Based on the company's
quarterly report on Form 10-Q, which was filed on November 10,
2008, noncompliance was noted with respect to the requirements for
minimum stockholders' equity and maintenance of a sufficient base
of financial resources to support expected activities, under
sections 1003(a)(i) and (iv), respectively, of the exchange's
current company guide, as described in more detail in the company's
report on Form 8-K which was filed on December 30, 2008. The
notification on December 30, 2008 had no current effect on the
listing of the company's shares on the exchange. Rather, the
company was afforded the opportunity to submit a proposed plan to
the exchange by January 23, 2009, pursuant to which the company
could establish compliance with the requirements of section
1003(a)(iv) by March 23, 2009, and in compliance with all sections,
including section 1003(a)(i), by June 23, 2010. The company
submitted its plan on January 23, 2009. On February 17, 2009, the
exchange notified Cardium that it had accepted the company's plan
of regaining compliance with the requirements of section
1003(a)(iv) by March 23, 2009, and with all sections, including
section 1003(a)(i), by June 23, 2010. On April 9, 2009, the
exchange notified Cardium that it had extended the time for
compliance with the requirements of section 1003(a)(iv) from March
23, 2009 to June 27, 2009; and that the company would also need to
regain compliance with section 1003(a)(ii) of the exchange's
company guide regarding maintenance of stockholder's equity of at
least $4 Million, which it would need to do by June 23, 2010. The
company will be subject to periodic review by the exchange staff
during the extension period covered by the plan. Failure to make
progress consistent with the plan or to regain compliance with the
continued listing standards by the end of the applicable extension
periods could result in the company's shares being delisted from
the exchange. If the company's common stock was ultimately delisted
from the exchange, it would be expected to trade on the OTC
Bulletin Board, a regulated quotation service that provides quotes,
sale prices and volume information in over-the-counter equity
securities. The company's common stock was traded on the OTC
Bulletin Board until July 2007, when the company elected to instead
list its shares on the American Stock Exchange. About Cardium
Cardium Therapeutics, Inc. and its subsidiaries, InnerCool
Therapies, Inc. and the Tissue Repair Company, are medical
technology companies primarily focused on the development,
manufacture and sale of innovative therapeutic products and devices
for cardiovascular, ischemic and related indications. Cardium's
InnerCool Therapies subsidiary is a San Diego-based medical
technology company in the emerging field of temperature modulation
therapy to rapidly and controllably cool the body in order to
reduce cell death and damage following acute ischemic events such
as cardiac arrest or stroke, and to potentially lessen or prevent
associated injuries such as adverse neurological outcomes. For more
information about Cardium's InnerCool subsidiary and patient
temperature modulation, including InnerCool's new RapidBlue(TM)
System, which just received FDA clearance, and its CoolBlue(TM)
System, please visit http://www.innercool.com/. Cardium also has
two biologic candidates in clinical development. Cardium's Tissue
Repair Company subsidiary (TRC) is focused on the development of
growth factor therapeutics for the treatment of severe chronic
diabetic wounds. TRC's lead product candidate, Excellarate(TM), is
a DNA-activated collagen gel for topical treatment formulated with
an adenovector delivery carrier encoding human platelet-derived
growth factor-BB (PDGF-BB). Excellarate(TM) is initially being
developed to be administered once or twice for the potential
treatment of non-healing diabetic foot ulcers. Other potential
applications for TRC's Gene Activated Matrix(TM) (GAM) technology
include therapeutic angiogenesis (cardiovascular ischemia,
peripheral arterial disease) and orthopedic products, including
hard tissue (bone) and soft tissue (ligament, tendon, cartilage)
repair. For more information about Cardium's Tissue Repair Company
subsidiary, please visit http://www.t-r-co.com/. Cardium's Generx
product candidate (alferminogene tadenovec, Ad5FGF-4) is a
DNA-based growth factor therapeutic being developed for potential
use by interventional cardiologists as a one-time treatment to
promote and stimulate the growth of collateral circulation in the
hearts of patients with ischemic conditions such as recurrent
angina. For more information about Cardium Therapeutics and its
businesses, products and therapeutic candidates, please visit
http://www.cardiumthx.com/ or view its 2007 Annual Report at
http://www.cardiumthx.com/flash/pdf/CardiumAR07_Book_FINAL.pdf.
Forward-Looking Statements Except for statements of historical
fact, the matters discussed in this press release are
forward-looking and reflect numerous assumptions and involve a
variety of risks and uncertainties, many of which are beyond our
control and may cause actual results to differ materially from
stated expectations. For example, there can be no assurance that
the company can ultimately achieve compliance with the continued
listing requirements of the NYSE Alternext US by the applicable
compliance periods or that it can make progress consistent with its
compliance plan or maintain compliance if achieved, that results
observed in one study or using one type of product or procedure
will be replicated in subsequent studies or in studies using
newly-developed products or procedures, that planned product
development efforts and clinical studies can be performed in an
efficient and effective manner, that regulatory approvals can be
obtained in a timely manner or at all, that partnering,
distribution or other commercialization efforts can be achieved and
if so that they will effectively accelerate InnerCool's patient
temperature modulation business or market, that product
modifications or launches will be successful or that the resulting
products will be favorably received in the marketplace, that our
products or proposed products will prove to be sufficiently safe
and effective, that our products or product candidates will not be
unfavorably compared to competitive products that may be regarded
as safer, more effective, easier to use or less expensive, that
results or trends observed in one clinical study will be reproduced
in subsequent studies, or that third parties on whom we depend will
behave as anticipated. Actual results may also differ substantially
from those described in or contemplated by this press release due
to risks and uncertainties that exist in our operations and
business environment, including, without limitation, risks and
uncertainties that are inherent in the development, testing and
marketing of therapeutic hypothermia devices and the conduct of
human clinical trials, including the timing, costs and outcomes of
such trials, whether our efforts to launch new devices and systems
and expand our markets will be successful or completed within the
time frames contemplated, our dependence upon proprietary
technology, our ability to obtain necessary funding, regulatory
approvals and qualifications, our history of operating losses and
accumulated deficits, our reliance on collaborative relationships
and critical personnel, and current and future competition, as well
as other risks described from time to time in filings we make with
the Securities and Exchange Commission. We undertake no obligation
to release publicly the results of any revisions to these
forward-looking statements to reflect events or circumstances
arising after the date hereof. Copyright 2009 Cardium Therapeutics,
Inc. All rights reserved. For Terms of Use Privacy Policy, please
visit http://www.cardiumthx.com/. Cardium Therapeutics(TM) and
Generx(R) are trademarks of Cardium Therapeutics, Inc. Tissue
Repair(TM), Gene Activated Matrix(TM), GAM(TM) and Excellarate(TM)
are trademarks of Tissue Repair Company. InnerCool Therapies(R),
InnerCool(R), Celsius Control System(R), RapidBlue(TM),
CoolBlue(TM), Accutrol(R), Temperature Control Element(R) and
TCE(R) and UroCool(TM) are trademarks of InnerCool Therapies, Inc.
(other trademarks belong to their respective owners)
http://www.newscom.com/cgi-bin/prnh/20051018/CARDIUMLOGO
http://photoarchive.ap.org/ DATASOURCE: Cardium Therapeutics
CONTACT: Bonnie Ortega, Director, Investor/Public Relations of
Cardium Therapeutics, Inc., +1-858-436-1018, Web Site:
http://www.cardiumthx.com/
Copyright