Statement of Changes in Beneficial Ownership (4)
February 09 2021 - 5:56PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Walrath Michael |
2. Issuer Name and Ticker or Trading Symbol
Yext, Inc.
[
YEXT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
61 NINTH AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/5/2021 |
(Street)
NEW YORK, NY 10011
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/5/2021 | | M(1) | | 68609 | A | $16.49 | 1328077 | D | |
Common Stock | 2/5/2021 | | S(1) | | 62843 | D | $18.0337 (2) | 1265234 | D | |
Common Stock | 2/8/2021 | | M(1) | | 232878 | A | $16.49 | 1498112 | D | |
Common Stock | 2/8/2021 | | S(1) | | 213665 | D | $18.2339 (3) | 1284447 | D | |
Common Stock | 2/9/2021 | | M(1) | | 1892 | A | $16.49 | 1286339 | D | |
Common Stock | 2/9/2021 | | S(1) | | 1892 | D | $18.1938 (4) | 1284447 | D | |
Common Stock | | | | | | | | 11600 | D (5) | |
Common Stock | | | | | | | | 4088 | D (6) | |
Common Stock | | | | | | | | 2034769 | I | See Footnote (7) |
Common Stock | | | | | | | | 32485 | I | See footnote (8) |
Common Stock | | | | | | | | 16265 | I | See footnote (9) |
Common Stock | | | | | | | | 16237 | I | See footnote (10) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $16.49 | 2/5/2021 | | M (1) | | | 68609 | (11) | 3/3/2021 | Common Stock | 68609.0 | $0 | 234770 | D | |
Stock Option (Right to Buy) | $16.49 | 2/8/2021 | | M (1) | | | 232878 | (11) | 3/3/2021 | Common Stock | 232878.0 | $0 | 1892 | D | |
Stock Option (Right to Buy) | $16.49 | 2/9/2021 | | M (1) | | | 1892 | (11) | 3/3/2021 | Common Stock | 1892.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. |
(2) | Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0000 to $18.1300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. |
(3) | Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0000 to $18.6500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. |
(4) | Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.1200 to $18.2500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. |
(5) | 100% of the shares subject to award shall vest on June 9, 2021, subject to the Reporting Person's continued service to the Company on such date. |
(6) | 100% of the shares subject to award shall vest on March 20, 2021, subject to the Reporting Person's continued service to the Company on such date. |
(7) | Securities held by a limited liability company over which the Reporting Person has sole voting and dispositive control. |
(8) | Securities are held by a trust the beneficiaries of which are the Reporting Person's children. |
(9) | Securities are held by a trust of which the Reporting Person's spouse is the trustee and the beneficiaries of which are certain family members of the Reporting Person. |
(10) | Securities are held by a trust, separate from the trust referenced in footnote 9, of which the Reporting Person's spouse is the trustee and the beneficiaries of which are certain family members of the Reporting Person. |
(11) | Shares are immediately exercisable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Walrath Michael 61 NINTH AVENUE NEW YORK, NY 10011 | X |
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Signatures
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/s/ Ho Shin, Attorney-in-Fact | | 2/9/2021 |
**Signature of Reporting Person | Date |
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