EXPLANATORY NOTE
REGISTRATION OF ADDITIONAL SECURITIES PURSUANT TO
GENERAL INSTRUCTION E
This Registration Statement on Form S-8 (this “Registration Statement”) has
been filed by Vapotherm, Inc. (the “Registrant”) to register (i)
284,647 additional shares of common stock, par value $0.001 per
share, of the Registrant (the “Common Stock”) available for
issuance under the Vapotherm, Inc. 2018 Employee Stock Purchase
Plan (the “ESPP”) and (ii) 1,138,591 additional shares of Common
Stock available for issuance under the Vapotherm, Inc. Amended and
Restated 2018 Equity Incentive Plan (the “2018 Plan”). This
Registration Statement relates to securities of the same class as
those that were previously registered by the Registrant on a
Registration Statement on Form S-8 (Reg. No. 333-229327) filed with the
Securities and Exchange Commission (the “SEC”) on
January 22, 2019 (the “2019 Registration Statement”), a
Registration Statement on Form S-8 (Reg. No. 333-236953) filed with the
SEC on
March 6, 2020 (the “2020 Registration Statement”), a
Registration Statement on Form S-8 (Reg. No. 333-253597) filed with the SEC
on
February 26, 2021 (the “2021 Registration Statement”), and
a Registration Statement on Form S-8 (Reg. No. 333-262989) filed with the
SEC on
February 24, 2022 (the “2022 Registration Statement”).
Pursuant to General Instruction E to Form S-8 regarding registration of
additional securities, the entire contents of the 2019 Registration
Statement, the 2020 Registration Statement, the 2021 Registration
Statement, and the 2022 Registration Statement are incorporated
herein by reference, except to the extent supplemented, amended or
superseded by the information set forth herein.
PART II
INFORMATION REQUIRED IN THE REGISTRATION
STATEMENT
Item 3. |
Incorporation of Documents by Reference.
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The Registrant hereby incorporates by reference into this
Registration Statement the following documents which have been
previously filed (not furnished) with the SEC:
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(a) |
The Registrant’s Annual Report on
Form 10-K for the year
ended December 31, 2022 filed with the SEC on
February 23, 2023 (File No. 001-38740);
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(c) |
The description of the Common Stock contained in the
Description of Securities filed as
Exhibit 4.9 to the Registrant’s Annual Report on Form
10-K for the year ended
December 31, 2021 filed with the SEC on February 24,
2022, including any amendments or reports filed for the purpose of
updating such description (File No. 001-38740).
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In addition, all other documents filed (not furnished) by the
Registrant pursuant to Section 13(a), Section 13(c),
Section 14 or Section 15(d) of the Exchange Act on or
after the date of this Registration Statement and prior to the
filing of a post-effective amendment to this Registration Statement
that indicates that all securities offered hereby have been sold or
that deregisters all securities then remaining unsold shall be
deemed to be incorporated in this Registration Statement by
reference and to be a part of this Registration Statement from the
date of filing of such documents;
provided, however, that documents or information
deemed to have been furnished to and not filed with the SEC in
accordance with the rules of the SEC shall not be deemed
incorporated by reference into this Registration Statement.
Any statement contained in a document incorporated or deemed to be
incorporated by reference herein shall be deemed to be modified or
superseded for purposes of this Registration Statement to the
extent that a statement contained herein or in any subsequently
filed document which also is deemed to be incorporated by reference
herein modifies or supersedes such statement. Any such statement so
modified or superseded shall not be deemed, except as so modified
or superseded, to constitute a part of this Registration
Statement.