Initial Statement of Beneficial Ownership (3)

Date : 02/15/2020 @ 6:04AM
Source : Edgar (US Regulatory)
Stock : United Technologies Corporation (UTX)
Quote : 132.18  0.0 (0.00%) @ 10:00AM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Timm Stephen J.
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/7/2020 

3. Issuer Name and Ticker or Trading Symbol

UNITED TECHNOLOGIES CORP /DE/ [UTX]
(Last)        (First)        (Middle)

10 FARM SPRINGS ROAD
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
President, Collins Aerospace /
(Street)

FARMINGTON, CT 06032      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 1482.0000 D  
Common Stock 304.0000 I By Savings Plan Trustee 
Common Stock 371.0000 I By Spouse's Savings Plan Account 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units RSU 2/5/2022  (1)Common Stock 1463.0000  (1)D  
Restricted Stock Units RSU 10/2/2020  (2)Common Stock 1247.0000  (2)D  
Restricted Stock Units RSU 11/13/2020  (2)Common Stock 416.0000  (2)D  
Rockwell NQSP  (3) (3)Common Stock 70.9880  (3)D  
Stock Appreciation Right 2/5/2022 2/4/2029 Common Stock 4400.0000 (4)$120.7700 D  
Stock Appreciation Right 7/2/2022 7/1/2029 Common Stock 12600.0000 $131.9600 D  

Explanation of Responses:
(1) Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
(2) Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC common stock.
(3) Each Rockwell Non-Qualified Savings Plan ("NQSP") stock unit is the economic equivalent of one share of UTC common stock. The reported NQSP stock units were acquired under legacy Rockwell Collins' NQSP, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
(4) The reporting person was also awarded 960 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.

Remarks:
timm.txt

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Timm Stephen J.
10 FARM SPRINGS ROAD
FARMINGTON, CT 06032


President, Collins Aerospace

Signatures
/s/ Ariel R. David as Attorney-in-Fact2/14/2020
**Signature of Reporting PersonDate

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