Statement of Changes in Beneficial Ownership (4)
April 01 2020 - 5:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Plank Kevin A |
2. Issuer Name and Ticker or Trading Symbol
Under Armour, Inc.
[
UA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Exec. Chairman and Brand Chief |
(Last)
(First)
(Middle)
1020 HULL STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/3/2016 |
(Street)
BALTIMORE, MD 21230
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class C Common Stock | | | | | | | | 719722 | I | KD Plank LLC |
Class C Common Stock | | | | | | | | 1046123 | I | KD Plank #2 LLC |
Class C Common Stock | | | | | | | | 14195870 | I | KDP Holdings I LLC |
Class C Common Stock | | | | | | | | 3500000 | I | KDP Holdings II LLC |
Class C Common Stock | | | | | | | | 5000000 | I | KDP Holdings III LLC |
Class C Common Stock | | | | | | | | 3107880 | I | Plank Family Trust |
Class C Common Stock | | | | | | | | 6250000 | I | KDP Holdings IV LLC |
Class C Common Stock (1)(2) | 8/3/2016 | | S(3) | | 1 | D | $35.34 | 397 | D | |
Class C Common Stock (1)(2) | 10/26/2016 | | S(3) | | 137 | D | $27.66 | 260 | D | |
Class C Common Stock (1)(2) | 10/27/2016 | | S(3) | | 90 | D | $26.25 | 170 | D | |
Class C Common Stock (2)(1) | 10/28/2016 | | S(3) | | 64 | D | $26.28 | 106 | D | |
Class C Common Stock (1)(2) | 11/9/2016 | | S(3) | | 106 | D | $26.05 | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Under Armour, Inc. declared a stock dividend pursuant to which all holders of Class A Common Stock and Class B Common Stock on March 28, 2016, the record date for the dividend, received on April 7, 2016, one share of Class C Common Stock for each share of Class A Common Stock and Class B Common Stock held by them as of the record date (the "Class C Dividend"). The holdings in column 5 include shares of Class C Common Stock received by the Reporting Person pursuant to the Class C Dividend. |
(2) | The totals in Column 5 reflect the number of shares beneficially owned as of the date of filing of this Form 4, taking into account the transactions reported in this Form 4. |
(3) | The transactions with respect to the 398 shares of Class C stock reported in this Form 4 were executed by the reporting person's independent investment advisor in a managed account without the reporting person's knowledge. As reported above, these transactions occurred over a period from mid-to-late 2016. |
Remarks: Does not include Class A Common Stock or Class B Common Stock held by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Plank Kevin A 1020 HULL STREET BALTIMORE, MD 21230 | X | X | Exec. Chairman and Brand Chief |
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Signatures
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/s/ Mehri F. Shadman, Attorney in Fact for Kevin A. Plank | | 4/1/2020 |
**Signature of Reporting Person | Date |
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