Securities Registration: Employee Benefit Plan (s-8)
November 21 2019 - 4:19PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on November 21, 2019
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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UNDER ARMOUR, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Maryland
(State or Other Jurisdiction of Incorporation or Organization)
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52-1990078
(I.R.S. Employer Identification Number)
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1020 Hull Street
Baltimore, Maryland 21230
(Address of Principal Executive Offices) (Zip Code)
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Under Armour, Inc. Third Amended and Restated 2005 Omnibus Long-Term Incentive Plan
(Full Title of the Plan)
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David Bergman
Chief Financial Officer
Under Armour, Inc.
1020 Hull Street
Baltimore, Maryland 21230
(410) 454-6428
(Name, Address and Telephone Number,
Including Area Code, of Agent for Service)
With a copy to:
John Stanton
Executive Vice President, General Counsel and Secretary
1020 Hull Street
Baltimore, Maryland 21230
(410) 454-6428
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer ☑
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Accelerated filer ☐
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Non-accelerated filer ☐
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Smaller reporting company ☐
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(Do not check if a smaller reporting company)
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of Securities
to be Registered
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Amount
to be Registered(1)
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Proposed Maximum
Offering Price Per Share(2)
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Proposed Maximum
Aggregate Offering Price(2)
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Amount of
Registration Fee
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Class C common stock, par value $0.0003 1/3 per share
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15,000,000
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$15.43
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$231,450,000
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$30,042.21
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(1) Pursuant to Rule 416(a) under the Securities Act of 1933, this Registration Statement also covers such indeterminate number of additional securities as may become issuable under the plan as the result of any future stock splits, stock dividends or similar adjustment of the Company’s common stock.
(2) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and 457(h) on the basis of the average of the high and low sale prices of Class C common stock of Under Armour, Inc. as quoted on the New York Stock Exchange on November 20, 2019.
EXPLANATORY NOTE
Under Armour, Inc. (the “Company”) is filing this registration statement on Form S-8 (the “Registration Statement”) pursuant to and in accordance with General Instruction E of Form S-8 to register 15,000,000 additional shares of Class C Common Stock, par value $0.0003 1/3 per share (the “Class C Stock”), of the Company, issuable pursuant to the Under Armour, Inc. Third Amended and Restated 2005 Omnibus Long-Term Incentive Plan (the “Plan”). The Company registered the issuance of 30,000,000 shares of Class C Stock in connection with the Plan on its Registration Statement on Form S-8 (Registration No. 333-210844) (the “Prior Registration Statement”) filed with the Securities and Exchange Commission (the “Commission”) on April 20, 2016.
In accordance with Instruction E to Form S-8, the contents of the Prior Registration Statement are hereby incorporated by reference.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
The following exhibits are filed as part of this Registration Statement:
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Exhibit
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Number
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Description
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Under Armour, Inc. Third Amended and Restated 2005 Omnibus Long-Term Incentive Plan (incorporated by reference to Exhibit 10.01 of the Company’s Quarterly Report on Form 10-Q filed on August 1, 2019).
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Opinion of John Stanton, Executive Vice President, General Counsel and Secretary of Under Armour, Inc.
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Consent of PricewaterhouseCoopers LLP.
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24.1
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Power of Attorney (included in signature pages).
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, Under Armour, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, on this 21st day of November, 2019.
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UNDER ARMOUR, INC.
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By:
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/s/ KEVIN A. PLANK
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Kevin A. Plank
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Chief Executive Officer and Chairman of the Board
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POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints John P. Stanton and David E. Bergman his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement on Form S-8 and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof. This Power of Attorney may be signed in several counterparts.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons and in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ KEVIN A. PLANK
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Chairman of the Board and Chief Executive Officer (Principal Executive Officer)
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November 21, 2019
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Kevin A. Plank
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/s/ DAVID E. BERGMAN
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Chief Financial Officer
(Principal Accounting and Financial Officer)
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November 21, 2019
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David E. Bergman
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/s/ GEORGE W. BODENHEIMER
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Director
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November 21, 2019
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George W. Bodenheimer
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/s/ DOUGLAS E. COLTHARP
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Director
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November 21, 2019
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Douglas E. Coltharp
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/s/ JERRI L. DEVARD
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Director
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November 21, 2019
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Jerri L. DeVard
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/s/ MOHAMED A. EL-ERIAN
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Director
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November 21, 2019
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Mohamed A. El-Erian
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/s/ KAREN W. KATZ
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Director
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November 21, 2019
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Karen W. Katz
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/s/ A.B. KRONGARD
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Director
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November 21, 2019
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A.B. Krongard
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/s/ WILLIAM R. MCDERMOTT
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Director
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November 21, 2019
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William R. McDermott
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/s/ ERIC T. OLSON
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Director
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November 21, 2019
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Eric T. Olson
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/s/ HARVEY L. SANDERS
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Director
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November 21, 2019
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Harvey L. Sanders
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EXHIBIT INDEX
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Exhibit
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Number
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Description
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Under Armour, Inc. Third Amended and Restated 2005 Omnibus Long-Term Incentive Plan (incorporated by reference to Exhibit 10.01 of the Company’s Quarterly Report on Form 10-Q filed on August 1, 2019).
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Opinion of John Stanton, Executive Vice President, General Counsel and Secretary of Under Armour, Inc.
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Consent of PricewaterhouseCoopers L.L.P.
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24.1
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Power of Attorney (included in signature pages).
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