Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
October 26 2021 - 9:56AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: October 26, 2021
UBS Group AG
Commission File Number: 1-36764
UBS AG
Commission File Number: 1-15060
(Registrants'
Names)
Bahnhofstrasse 45, Zurich, Switzerland
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive offices)
Indicate by check mark whether the registrants file or
will file annual reports under cover of Form 20‑F or Form 40-F.
Form 20-F x Form
40-F o
This Form 6-K consists of the presentation materials related to the Third Quarter 2021 Results of UBS
Group AG and UBS AG, which appear immediately following this page.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrants have duly caused this report to be signed on their
behalf by the undersigned, thereunto duly authorized.
UBS Group AG
By:
_/s/ David Kelly_______________
Name:
David Kelly
Title:
Managing Director
By: _/s/ Ella Campi________________
Name: Ella Campi
Title:
Executive Director
UBS AG
By:
_/s/ David Kelly_______________
Name:
David Kelly
Title:
Managing Director
By: _/s/ Ella Campi________________
Name: Ella Campi
Title:
Executive Director
Date: October 26,
2021
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