Current Report Filing (8-k)
October 12 2022 - 05:01PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported):
October 12, 2022
Two Harbors Investment Corp.
(Exact name of registrant as specified in its charter)
|
Maryland |
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001-34506 |
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27-0312904 |
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(State or other jurisdiction of incorporation or
organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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1601 Utica Avenue South, Suite 900 |
St. Louis Park,
MN |
55416 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
(612) 453-4100
Registrant’s telephone number, including area code
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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¨ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
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¨ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
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¨ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
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¨ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities Registered Pursuant to Section 12(b) of the Act:
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Title of
Each Class: |
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Trading
Symbol(s) |
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Name of
Exchange on Which Registered: |
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Common Stock, par value $0.01 per share |
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TWO |
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New York Stock Exchange |
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8.125% Series A Cumulative Redeemable Preferred
Stock |
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TWO PRA |
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New York Stock Exchange |
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7.625% Series B Cumulative Redeemable Preferred
Stock |
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TWO PRB |
|
New York Stock Exchange |
|
7.25% Series C Cumulative Redeemable Preferred
Stock |
|
TWO PRC |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR §240.12b-2).
Emerging
Growth Company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ¨
| Item
2.02 |
Results of Operations and Financial
Condition. |
On October 12, 2022, Two Harbors Investment Corp. issued a press
release announcing its preliminary estimated financial results for
the fiscal quarter ended September 30, 2022. A copy of the press
release is attached hereto as Exhibit 99.1 and is incorporated
herein by reference.
The information in this Current Report, including Exhibit 99.1
attached hereto, is furnished pursuant to Item 2.02 of Form 8-K and
shall not be deemed to be “filed” for any other purpose, including
for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liabilities of that
Section. The information in Item 2.02 of this Current Report,
including Exhibit 99.1, shall not be deemed incorporated by
reference into any filing of the registrant under the Securities
Act of 1933 or the Exchange Act, whether made before or after the
date hereof, regardless of any general incorporation language in
such filings (unless the registrant specifically states that the
information or exhibit in this Item 2.02 is incorporated by
reference).
| Item 9.01 |
Financial Statements
and Exhibits. |
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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TWO
HARBORS INVESTMENT CORP. |
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By: |
/s/
REBECCA B. SANDBERG |
| |
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Rebecca
B. Sandberg |
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|
General
Counsel and Secretary |
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| Date:
October 12, 2022 |
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