Statement of Changes in Beneficial Ownership (4)
March 16 2021 - 5:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Howley W Nicholas |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Exec. Chairman of the Board |
(Last)
(First)
(Middle)
1301 EAST NINTH STREET, SUITE 3000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/15/2021 |
(Street)
CLEVELAND, OH 44114
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/15/2021 | | M | | 11500 | A | $130.09 | 33047.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 1145 | D | $612.7808 (1) | 31902.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 524 | D | $613.799 (2) | 31378.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 314 | D | $615.3281 (3) | 31064.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 981 | D | $616.3501 (4) | 30083.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 522 | D | $617.1977 (5) | 29561.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 1474 | D | $618.3201 (6) | 28087.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 895 | D | $619.1884 (7) | 27192.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 415 | D | $620.712 (8) | 26777.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 2305 | D | $622.6384 (9) | 24472.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 1077 | D | $623.6631 (10) | 23395.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 1488 | D | $624.413 (11) | 21907.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 3/15/2021 | | S | | 360 | D | $625.3168 (12) | 21547.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $130.09 | 3/15/2021 | | M | | | 11500 | 9/30/2016 | 11/19/2022 | Common Stock | 11500 | $0.00 | 218500 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Explanation of Responses: |
(1) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $612.38 - $612.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(2) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $613.40 - $614.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(3) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $614.73 - $615.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $615.77 - $616.76. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $616.91 - $617.65. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.91 - $618.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $618.94 - $619.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $620.02 - $620.96. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(9) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $622.16 - $623.11. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(10) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $623.16 - $624.13. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(11) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.17 - $625.16. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(12) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $625.20 - $625.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Remarks: All transactions reported hereunder were made pursuant to an established 10b5-1 plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Howley W Nicholas 1301 EAST NINTH STREET SUITE 3000 CLEVELAND, OH 44114 | X |
| Exec. Chairman of the Board |
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Signatures
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Halle Fine Terrion as attorney in fact for W. Nicholas Howley. | | 3/16/2021 |
**Signature of Reporting Person | Date |
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