Statement of Changes in Beneficial Ownership (4)
December 06 2021 - 04:14PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Granson Lindsay |
2. Issuer Name and Ticker or Trading
Symbol Stonemor Inc. [ STON ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SVP of Sales and Marketing |
(Last)
(First)
(Middle)
C/O STONEMOR INC., 3331 STREET ROAD, SUITE 200 |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/3/2021
|
(Street)
BENSALEM, PA 19020
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/3/2021 |
|
F |
|
4747 |
D |
$2.49 |
90529 (1) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to
buy) |
$1.71 |
12/3/2020 (2) |
|
A (2) |
|
50000 (2) |
|
(2) |
(2) |
Common Stock |
50000 (2) |
$0.00 |
275000 |
D |
|
Explanation of
Responses: |
(1) |
Reflects correction of
number of shares of restricted stock originally reported on Form 3
filed on January 4, 2021 from 56,500 to 50,000. |
(2) |
Represents correction of
number of options granted on December 3, 2020 and originally
reported on Form 3 filed January 4, 2021 from 56,500 to
50,000. |
Remarks:
The filing of this statement shall not be construed as an admission
(a) that the person filing this statement is, for the purposes of
Section 16 of the Securities Exchange Act of 1934, as amended, the
beneficial owner of any equity securities covered by this
statement, or (b) that this statement is legally required to be
filed by such person. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Granson Lindsay
C/O STONEMOR INC.
3331 STREET ROAD, SUITE 200
BENSALEM, PA 19020 |
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|
SVP of Sales and Marketing |
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Signatures
|
/s/ Lauren N. Olson,
Attorney-in-Fact |
|
12/6/2021 |
**Signature of Reporting
Person |
Date |
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