Current Report Filing (8-k)
August 02 2021 - 4:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 27, 2021
STONEMOR INC.
(Exact
name of registrant as specified in its charter)
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Delaware
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001-39172
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80-0103152
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(State or other jurisdiction
of incorporation)
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(Commission
File No.)
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(IRS Employer
Identification No.)
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3331 Street Road, Suite 200
Bensalem, Pennsylvania
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19020
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(Address of principal executive offices)
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(Zip Code)
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(215) 826-2800
Registrants telephone number, including area code
Not Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, $0.01 par value per share
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STON
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On July 27, 2021, the Company held its Annual Meeting. A total of 92,100,966 shares of the Companys Common Stock were present or
represented by proxy at the Annual Meeting, representing approximately seventy-eight and one-tenth percent (78.1%) of the outstanding Common Stock as of June 21, 2021, the record date for the Annual
Meeting.
At the Annual Meeting, four (4) proposals were submitted for a vote of the Companys stockholders, each of which was
described in greater detail in the Companys proxy statement for the Annual Meeting. The results of the voting on each proposal is as follows:
Proposal No. 1: The election of Andrew Axelrod, Spencer E. Goldenberg, David Miller, Stephen J. Negrotti, Kevin D. Patrick, Joseph M. Redling and
Patricia D. Wellenbach as directors for terms that will expire at the Companys 2022 Annual Meeting and until their successors shall have been duly elected and qualified. The stockholders elected the seven (7) directors by the following
votes:
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Name
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For
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Withheld
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Broker Non-Votes
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Andrew Axelrod
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81,501,026
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1,947,323
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8,652,617
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Spencer E. Goldenberg
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81,078,988
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2,369,361
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8,652,617
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David Miller
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80,803,075
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2,645,274
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8,652,617
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Stephen J. Negrotti
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80,980,292
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2,468,057
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8,652,617
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Kevin D. Patrick
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82,698,540
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749,809
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8,652,617
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Joseph M. Redling
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82,699,059
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749,290
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8,652,617
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Patricia D. Wellenbach
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82,148,545
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1,299,804
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8,652,617
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Proposal No. 2: The stockholders ratified Grant Thornton LLP as the Companys independent registered accounting firm
for the fiscal year ending December 31, 2021 by the following votes:
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Votes For:
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91,280,271
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Votes Against:
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786,850
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Abstentions:
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33,845
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Proposal No. 3: The stockholders, in a non-binding advisory vote, approved the
compensation of the Companys named executive officers as disclosed in the proxy statement by the following votes:
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Votes For:
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82,353,402
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Votes Against:
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1,025,557
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Abstentions:
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69,390
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Broker Non-Votes:
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8,652,617
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Proposal No. 4: The stockholders approved an amendment to the Companys Certificate of Incorporation to increase the
supermajority vote of stockholders required to approve certain matters from sixty-six and two-thirds percent (66-2/3%) to
eighty-five percent (85%) by the following votes:
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Votes For:
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79,575,985
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Votes Against:
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3,836,585
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Abstentions:
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35,779
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Broker Non-Votes:
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8,652,617
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SIGNATURES
Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Date: August 2, 2021
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STONEMOR INC.
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By:
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/s/ Austin K. So
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Austin K. So
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Senior Vice President, Chief Legal Officer and Secretary
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