Statement of Changes in Beneficial Ownership (4)
November 16 2021 - 05:26PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Spanos Mike |
2. Issuer Name and Ticker or Trading Symbol
Six Flags Entertainment Corp
[
SIX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Former Director, President,CEO |
(Last)
(First)
(Middle)
C/O SIX FLAGS ENTERTAINMENT CORPORATION, 1000 BALLPARK WAY, SUITE 400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/14/2021 |
(Street)
ARLINGTON, TX 76011
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.025 per share | 11/14/2021 | | F | | 57381 (1) | D | $40.58 | 206621 (2) | D | |
Common Stock, par value $0.025 per share | 11/14/2021 | | A | | 5654 (3) | A | $0.00 | 212275 | D | |
Common Stock, par value $0.025 per share | 11/14/2021 | | F | | 2225 (4) | A | $40.58 | 210050 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares withheld in payment of tax liability resulting from the accelerated vesting of previously reported restricted stock units, in connection with the reporting person's departure from Six Flags Entertainment Corporation (the "Company"). |
(2) | The reported amount gives effect to the forfeiture of 128,343 restricted stock units in connection with the reporting person's departure from the Company. |
(3) | Grant of shares of common stock pursuant to dividend equivalent rights under the Company's Long-Term Incentive Plan. The number of shares of common stock granted was based on the conversion of cash dividend equivalents accumulated on previously granted restricted stock units that vested. |
(4) | Shares withheld in payment of tax liability in connection with the grant of shares of common stock pursuant to dividend equivalent rights under the Company's Long-Term Incentive Plan issued on November 14, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Spanos Mike C/O SIX FLAGS ENTERTAINMENT CORPORATION 1000 BALLPARK WAY, SUITE 400 ARLINGTON, TX 76011 |
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| Former Director, President,CEO |
Signatures
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/s/ Michael Spanos | | 11/16/2021 |
**Signature of Reporting Person | Date |
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