Amended Statement of Beneficial Ownership (sc 13d/a)
April 28 2021 - 5:02PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
(Rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 22)*
SITE Centers
Corp.
(Name of Issuer)
Common Shares, par value $0.10 per share
(Title of Class of Securities)
251591103
(CUSIP Number)
David A. Brown
Alston & Bird LLP
950 F Street, N.W.
Washington, DC 20004-1404
202-239-3452
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
April 26, 2021
(Date of Event Which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAME OF REPORTING PERSONS
Alexander Otto
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2
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (See Instructions)
(a) ☒ (b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (See
Instructions)
WC, PF
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5
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Germany
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
21,689,950
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
21,689,950
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10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,689,950
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12
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐
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13
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11)
10.3%
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14
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TYPE OF REPORTING PERSON
(See Instructions)
IN
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*
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Based on 210,703,587 common shares outstanding as reported in the Issuers prospectus supplement dated
March 1, 2021 filed with the Securities and Exchange Commission on March 3, 2021 pursuant to Rule 424(b)(5) of the Securities Act of 1933, as amended.
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CUSIP No. 251591103
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SCHEDULE 13D
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Page 3 of 6 Pages
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1
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NAME OF REPORTING PERSONS
Katharina Otto-Bernstein
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2
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (See Instructions)
(a) ☒ (b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (See
Instructions)
WC, PF
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5
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
☐
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Germany
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
8,127,752
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
8,127,752
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10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,127,752
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12
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
☐
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13
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11)
3.9%*
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14
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TYPE OF REPORTING PERSON
(See Instructions)
IN
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*
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Based on 210,703,587 common shares outstanding as reported in the Issuers prospectus supplement dated
March 1, 2021 filed with the Securities and Exchange Commission on March 3, 2021 pursuant to Rule 424(b)(5) of the Securities Act of 1933, as amended.
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CUSIP No. 251591103
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SCHEDULE 13D
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Page 4 of 6 Pages
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This Amendment No. 22 (Amendment No. 22) amends and supplements the statement on
Schedule 13D initially filed on May 15, 2009 (the Original Filing), as amended by Amendment No. 1 filed on August 20, 2009, Amendment No. 2 filed on September 14, 2009, Amendment No. 3 filed on
September 18, 2009, Amendment No. 4 filed on February 16, 2010, Amendment No. 5 filed on March 21, 2011, Amendment No. 6 filed on April 26, 2011, Amendment No. 7 filed on April 4, 2012, Amendment
No. 8 filed on October 5, 2012, Amendment No. 9 filed on November 21, 2012, Amendment No. 10 filed on June 20, 2013, Amendment No. 11 filed on August 12, 2014, Amendment No. 12 filed on March 5,
2015, Amendment No. 13 filed on May 12, 2015, Amendment No. 14 filed on June 6, 2017, Amendment No. 15 filed on February 27, 2018, Amendment No. 16 filed on April 30, 2018, Amendment No. 17 filed on
May 15, 2018, Amendment No. 18 filed on June 26, 2018, Amendment No. 19 filed on January 9, 2019, Amendment No. 20 filed on May 19, 2020 and Amendment No. 21 filed on December 18, 2020. Information
reported in the Original Filing, as amended, remains in effect except to the extent that it is amended, restated or superseded by information contained in this Amendment No. 22. Capitalized terms used and not defined in this Amendment
No. 22 have the meanings set forth in the Original Filing, as amended.
Item 5.
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Interest in Securities of the Issuer.
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Item 5 is hereby amended to add the following:
(a) Alexander Otto and Katharina Otto-Bernstein may be deemed to beneficially own, in the aggregate, Common Shares, representing 14.1% of the
Issuers outstanding Common Shares (based on 210,703,587 Common Shares outstanding as reported in the Issuers prospectus supplement dated March 1, 2021 filed with the Securities and Exchange Commission on March 3, 2021 pursuant
to Rule 424(b)(5) of the Securities Act of 1933, as amended).
(b) With respect to any rights or powers to vote, or to direct the vote of,
or to dispose of, or direct the disposition of, the Common Shares referenced in paragraph 5(a), Mr. Otto has sole voting power and sole dispositive power with regard to 21,689,950 Common Shares, and Katharina Otto-Bernstein has sole voting
power and sole dispositive power with regard to 8,127,752 Common Shares.
(c) Other than as set forth below, the Reporting Persons have not
effected any transactions in the Common Shares in the last sixty days.
Alexander Otto effected the following transactions in the Common Shares in the
past 60 days:
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Date
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Transaction
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Amount
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Price
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04/26/2021
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Sale
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8,500,000
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$
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14.435
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Item 7.
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Material to Be Filed as Exhibits.
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Exhibit 1
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Joint Filing Agreement, dated June 20, 2013, among Mr. Otto and Katharina Otto-Bernstein, incorporated herein by reference to Exhibit 1 of Schedule 13D/A filed on June 20, 2013
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Exhibit 2
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Investor Rights Agreement, dated May 11, 2009, between Mr. Otto and Developers Diversified Realty Corporation, incorporated herein by reference to Exhibit 10.1 of Form 8-K filed on
May 11, 2009
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CUSIP No. 251591103
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SCHEDULE 13D
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Page 5 of 6 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: April 28, 2021
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ALEXANDER OTTO
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/s/ Dr. Thomas Finne
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By:
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Dr. Thomas Finne, managing director of KG CURA Vermogensverwaltung G.m.b.H & Co.
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For:
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Alexander Otto
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KATHARINA OTTO-BERNSTEIN
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/s/ Dr. Thomas Finne
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By:
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Dr. Thomas Finne, managing director of KG CURA Vermogensverwaltung G.m.b.H & Co.
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For:
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Katharina Otto-Bernstein
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EXHIBIT INDEX
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Exhibit 1
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Joint Filing Agreement, dated June 20, 2013, among Mr. Otto and Katharina Otto-Bernstein, incorporated herein by reference to Exhibit 1 of Schedule 13D/A filed on June 20, 2013
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Exhibit 2
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Investor Rights Agreement, dated May 11, 2009, between Mr. Otto and Developers Diversified Realty Corporation, incorporated herein by reference to Exhibit 10.1 of Form 8-K filed on
May 11, 2009
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