Statement of Changes in Beneficial Ownership (4)
December 14 2021 - 05:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * PEEK MARK S |
2. Issuer Name and Ticker or Trading
Symbol SentinelOne, Inc. [ S ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
C/O SENTINELONE, INC., 444 CASTRO STREET, SUITE
400 |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/10/2021
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(Street)
MOUNTAIN VIEW, CA 94041
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
12/10/2021 |
|
A |
|
635 (1)(2) |
A |
$0.00 |
10860 |
D |
|
Class A Common Stock |
12/13/2021 |
|
P |
|
30000 |
A |
$48.0191 (3) |
40860 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Represents deferred stock
units ("DSUs") granted on December 10, 2021 pursuant to the
Issuer's Non-Employee Director Compensation Program (the "Program")
as a form of voluntary deferred compensation for serving as a
non-employee director. Each DSU represents a contingent right to
receive one share of the Issuer's Class A Common Stock. The DSUs
vest as to 25% of the total shares on each of March 15, June 15,
September 15 and December 15 following December 10, 2021, with the
final quarterly installment vest on the earliest of (i) the date of
the next annual meeting of the Issuer's stockholders, (ii) the date
immediately prior to the next annual meeting of the Issuer's
stockholders if the applicable non-employee director's service as a
director ends at such meeting due to the director's failure to be
re-elected or the director not standing for re-election,
and |
(2) |
[cont'd from Footnote 1]
(iii) the originally scheduled vesting date of such DSU
installment, subject to the Reporting Person's provision of service
to the Issuer on each vesting date and subject to the terms of the
Program. |
(3) |
The price reported in Column
4 is a weighted average price. These shares were purchased in
multiple transactions at prices ranging from $47.85 to $48.10,
inclusive. The reporting person undertakes to provide to the
Issuer, any security holder of the Issuer, or the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares purchased at each separate price
within the ranges set forth herein. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
PEEK MARK S
C/O SENTINELONE, INC.
444 CASTRO STREET, SUITE 400
MOUNTAIN VIEW, CA 94041 |
X |
|
|
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Signatures
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/s/ David Bernhardt,
Attorney-in-Fact |
|
12/14/2021 |
**Signature of Reporting
Person |
Date |
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