Filing by Certain Investment Companies of Rule 482 Advertising in Accordance With Rule 497 and the Note to Rule 482(e) (497ad)
Filed pursuant to Rule
File No. 333-227116
Priced: $50mm @ 4.375% @ par
Settles: 3/10 (t+5)
Saratoga Investment Corp. New Issue Announcement
Whole Call, 3 month par call
(Mar 10, 2021)
to Preliminary Prospectus Supplement:
*Note: A securities rating is not a recommendation to buy, sell or
hold securities and may be subject to revision or withdrawal at any
time. Each rating agency has its own methodology for assigning
ratings and, accordingly, each rating should be evaluated
independently of any other rating.
Investors are advised to carefully consider the investment
objective, risks, charges and expenses of SAR before investing. The
preliminary prospectus supplement dated Mar. 3, 2021, together with
an accompanying prospectus, which have been filed with the
Securities and Exchange Commission, contain this and other
information about SAR and should be read carefully before
investing. The information in the preliminary prospectus supplement
and the accompanying prospectus, and in this announcement is not
complete and may be changed.
The preliminary prospectus supplement, the accompanying prospectus
and this announcement do not constitute offers to sell or the
solicitation of offers to buy nor will there be any sale of the
securities referred to in this announcement in any state or
jurisdiction in which such offer, solicitation or sale would be
unlawful prior to the registration or qualification under the
securities laws of such state or jurisdiction.
A SHELF REGISTRATION STATEMENT RELATING TO THESE SECURITIES IS ON
FILE WITH AND HAS BEEN DECLARED EFFECTIVE BY THE U.S. SECURITIES
AND EXCHANGE COMMISSION (SEC). THE OFFERING MAY BE MADE ONLY BY
MEANS OF A PROSPECTUS SUPPLEMENT AND AN ACCOMPANYING PROSPECTUS.
YOU MAY GET THESE DOCUMENTS, AS WELL AS THE FINAL PROSPECTUS,
PROSPECTUS SUPPLEMENT OR PRICING SUPPLEMENT (WHEN COMPLETED), AS
APPLICABLE (SUCH PRELIMINARY AND FINAL DOCUMENTATION TOGETHER THE
OFFERING DOCUMENTATION) FOR FREE BY SEARCHING THE SEC ONLINE
DATABASE AT: WWW.SEC.GOV. ALTERNATIVELY, YOU MAY OBTAIN A COPY
OF THE OFFERING DOCUMENTATION FROM RAYMOND JAMES & ASSOCIATES,
INC., 880 CARILLON PARKWAY, ST. PETERSBURG, FLORIDA 33716.
ANY DISCLAIMERS OR OTHER NOTICES THAT MAY APPEAR AFTER THIS MESSAGE
ARE NOT APPLICABLE TO THIS COMMUNICATION AND SHOULD BE DISREGARDED.
SUCH DISCLAIMERS OR OTHER NOTICES WERE AUTOMATICALLY GENERATED AS A
RESULT OF THIS COMMUNICATION BEING SENT VIA BLOOMBERG OR OTHER