Additional Proxy Soliciting Materials (definitive) (defa14a)
August 17 2020 - 4:36PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
(RULE 14a-101)
INFORMATION
REQUIRED IN PROXY STATEMENT
SCHEDULE 14A
INFORMATION
Proxy Statement
Pursuant to Section 14(a) of the
Securities Exchange
Act of 1934
Filed by the Registrant ☒
Filed by a Party other than the Registrant ☐
Check the appropriate box:
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material Pursuant to §240.14a-12
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SARATOGA INVESTMENT CORP.
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(Name of Registrant as Specified In Its Charter)
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(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
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Payment of Filing Fee (Check the appropriate box):
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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1.
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Title of each class of securities to which transaction applies:
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Aggregate number of securities to which transaction applies:
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
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Proposed maximum aggregate value of transaction:
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Fee paid previously with preliminary materials:
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.
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Amount previously paid:
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Form, Schedule or Registration Statement No.:
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Saratoga Investment
Corp. Announces Distribution of Proxy Materials for its 2020 Annual Meeting of Stockholders
Urges Stockholders
to Reduce Solicitation Costs by Voting their Shares Immediately
NEW YORK, NY, Aug. 17, 2020 (GLOBE NEWSWIRE) -- Saratoga Investment
Corp. (NYSE: SAR) (“Saratoga Investment,” “Saratoga” or “the Company”) today announced that
the Company commenced distribution of the proxy materials to the Company’s stockholders for the 2020 Annual Meeting of Stockholders
(the “Annual Meeting”) to be held on September 29, 2020.
Saratoga’s
Annual Report on Form 10-K for the year ended February 29, 2020 and definitive proxy statement for the Annual Meeting, which was
filed on August 4, 2020, have been filed with the U.S. Securities and Exchange Commission and may be viewed on Saratoga’s
Investor Relations website at https://ir.saratogainvestmentcorp.com/financial-informations.
The
Company’s stockholders are urged to vote their shares as soon as possible, which will help Saratoga reduce solicitation costs
associated with the Annual Meeting.
Saratoga’s
Annual Meeting will be held at the offices of Eversheds Sutherland (US) LLP, located at 1114 Avenue of the Americas, New York,
NY 10036 on Tuesday, September 29, 2020 at 10:00 a.m., Eastern Time. Stockholders of the Company’s common stock as of the
close of business on July 31, 2020, the record date, may vote at the Annual Meeting.
About Saratoga
Investment Corp.
Saratoga
Investment is a specialty finance company that provides customized financing solutions to U.S. middle-market businesses. The Company
invests primarily in senior and unitranche leveraged loans and mezzanine debt, and, to a lesser extent, equity to provide financing
for change of ownership transactions, strategic acquisitions, recapitalizations and growth initiatives in partnership with business
owners, management teams and financial sponsors. Saratoga Investment’s objective is to create attractive risk-adjusted
returns by generating current income and long-term capital appreciation from its debt and equity investments. Saratoga Investment
has elected to be regulated as a business development company under the Investment Company Act of 1940 and is externally-managed
by Saratoga Investment Advisors, LLC, an SEC-registered investment advisor focusing on credit-driven strategies. Saratoga
Investment owns two SBIC-licensed subsidiaries and manages a $500 million collateralized loan obligation (“CLO”) fund.
It also owns 100% of the Class F-R-2, G-R-2 and subordinated notes of the CLO. The Company’s diverse funding sources,
combined with a permanent capital base, enable Saratoga Investment to provide a broad range of financing solutions.
Contact:
Henri Steenkamp
Saratoga Investment Corp.
212-906-7800
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