Santa FE Energy Trust - Notification that Quarterly Report will be submitted late (NT 10-Q)
November 09 2007 - 2:36PM
Edgar (US Regulatory)
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
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SEC FILE NUMBER
1-11450
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CUSIP NUMBER
802013102
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(Check one):
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o
Form
10-K
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o
Form
20-F
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o
Form
11-K
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x
Form
10-Q
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o
Form
10-D
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o
Form
N-SAR
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o
Form
N-CSR
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For Period Ended:
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September 30, 2007
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o
Transition Report on Form 10-K
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o
Transition Report on Form 20-F
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o
Transition Report on Form 11-K
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o
Transition Report on Form 10-Q
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o
Transition Report on Form N-SAR
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For the Transition Period Ended:
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Read
Instructions (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
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If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
PART I REGISTRANT INFORMATION
Santa Fe Energy Trust
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Full Name of Registrant
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N/A
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Former Name if Applicable
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The Bank of New York Trust Company, N.A.,
Trustee, 919 Congress Avenue
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Address of Principal Executive Office
(Street and Number)
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Austin, Texas 78701
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City, State and Zip Code
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PART II RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
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(a)
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The reason described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or expense
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o
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(b)
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The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, Form 11-K, Form N-SAR
or Form N-CSR, or portion thereof, will be filed on or before the
fifteenth calendar day following the prescribed due date; or the subject
quarterly report or transition report on Form 10-Q or subject
distribution report on Form 10-D, or portion thereof, will be
filed on or before the fifth calendar day following the prescribed due date;
and
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(c)
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The accountants statement or other exhibit required by Rule 12b-25(c)
has been attached if applicable.
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PART III NARRATIVE
State below in reasonable
detail why Forms 10-
K, 20
-F, 11-K, 10-Q,
10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
As discussed in the Trusts
Report on Form 8-K filed with the SEC on November 8, 2007, The Bank of New York
Trust Company, N.A., as trustee of the Trust (the Trustee) has entered into a
Purchase and Sale Agreement with Amen Properties, Inc. (Amen) contemplating
the sale of all of the net profits royalties held by the Trust to Amen for
approximately $50.4 million, subject to certain adjustments and subject to
customary closing conditions. In
connection with the preparation for the sale of the royalties, Devon Energy
Corporation (Devon) determined that certain information previously furnished
to the Trusts independent petroleum engineers, Ryder Scott Company, L.P. (Ryder
Scott), and used by Ryder Scott in the preparation of its reserve report dated
July 16, 2007, a copy of which was furnished by the Trust as exhibit 99.1 to
the Trusts Report on Form 8-K filed with the SEC on July 20, 2007, was
incorrect. Devon has furnished corrected
information to Ryder Scott, and the Trustee has instructed Ryder Scott to
prepare a revised reserve report for the Trust as of December 31, 2006. The Trustee anticipates that when Ryder Scott
completes its revised reserve report, the Trust will be able to prepare
financial statements for the year ended December 31, 2006 and for the
subsequent quarters, including the quarter ended September 30, 2007. The Trustee expects to receive the revised
reserve report from Ryder Scott on or about November 16, 2007. The Trustee is unable to represent that the
Form 10-Q for the quarter ended September 30, 2007 will be filed within 5
calendar days after the prescribed due date.
(Attach extra Sheets if Needed)
PART IV OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard to this
notification
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Mike Ulrich
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800
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852-1422
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that
the registrant was required to file such report(s) been filed ? If answer is
no, identify report(s).
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o
Yes
x
No
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(3)
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Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or
portion thereof?
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o
Yes
x
No
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If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons why a
reasonable estimate of the results cannot be made.
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Santa Fe Energy Trust
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto
duly authorized.
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Santa Fe
Energy Trust
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Date
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November 9, 2007
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By
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The Bank of New York Trust Company, N.A., Trustee for Santa
Fe Energy Trust
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/s/ MIKE ULRICH
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Name: Mike
Ulrich
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Title: Vice
President
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INSTRUCTION: The form may be signed by an executive officer of the
registrant or by any other duly authorized representative. The name and title
of the person signing the form shall be typed or printed beneath the signature.
If the statement is signed on behalf of the registrant by an authorized
representative (other than an executive officer), evidence of the
representatives authority to sign on behalf of the registrant shall be filed
with the form.
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ATTENTION
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Intentional
misstatements or omissions of fact constitute Federal Criminal Violations
(See 18 U.S.C. 1001).
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