Initial Statement of Beneficial Ownership (3)
May 10 2021 - 9:49AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fairweather James Arthur |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/3/2021
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3. Issuer Name and Ticker or Trading Symbol
PITNEY BOWES INC /DE/ [PBI]
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(Last)
(First)
(Middle)
3001 SUMMER STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP & Chief Innovation Officer / |
(Street)
STAMFORD, CT 06926
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 79601.6517 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (2) | (2) | Common Stock | 2643.00 | (1) | D | |
Restricted Stock Unit | (2) | (2) | Common Stock | 7414.00 | (1) | D | |
Restricted Stock Unit | (2) | (2) | Common Stock | 10606.00 | (1) | D | |
Restricted Stock Unit | (2) | (2) | Common Stock | 93803.00 | (1) | D | |
Restricted Stock Unit | (2) | (2) | Common Stock | 90755.00 | (1) | D | |
Restricted Stock Unit | (1) | (1) | Common Stock | 1348.9842 | (1) | D | |
Stock Options (Right to buy) | 2/14/2017 (3) | 2/7/2026 (3) | Common Stock | 17668.00 | $16.82 | D | |
Stock Options (Right to buy) | 2/13/2018 (3) | 2/5/2027 (3) | Common Stock | 54688.00 | $13.16 | D | |
Stock Options (Right to buy) | 2/9/2021 (4) | 12/25/2028 (4) | Common Stock | 75000.00 | $5.99 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock. |
(2) | The restricted stock units vest in three equal annual installments. |
(3) | The stock option grant vest in three equal annual installments. |
(4) | The stock option grant vest in one annual installment. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fairweather James Arthur 3001 SUMMER STREET STAMFORD, CT 06926 |
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| EVP & Chief Innovation Officer |
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Signatures
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George Brereton - POA for James Fairweather | | 5/10/2021 |
**Signature of Reporting Person | Date |
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