Statement of Ownership (sc 13g)
September 11 2020 - 01:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.
n/a )*
Nine Energy Service, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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65441V101 |
(CUSIP
Number) |
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December 31, 2019 |
(Date of Event
Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
*The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Exchange Act”) or otherwise
subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 65441V101
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1
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NAMES OF REPORTING PERSONS.
Thrivent Financial for Lutherans
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
☐
(b)
☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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5
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SOLE VOTING POWER
196,616(1)
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6
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SHARED
VOTING POWER
1,605,468(2)
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7
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SOLE DISPOSITIVE POWER
196,616(1)
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8
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SHARED DISPOSITIVE POWER
1,605,468(2)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,802,084(1), (2)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES (See Instructions)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%(3)
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12
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TYPE OF REPORTING PERSON (See Instructions)
IC, IA
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(1)
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Represents shares held by Thrivent Financial for Lutherans in its
general account and shares held in the Thrivent Defined Benefit
Plan Trust for which Thrivent Financial for Lutherans serves as
investment adviser.
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(2)
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Represents 955,320 shares held by registered investment companies
for which Thrivent Financial for Lutherans serves as investment
adviser, and 650,148 shares held by registered investment companies
for which Thrivent Asset Management, LLC, a Delaware limited
liability company and a wholly-owned subsidiary of Thrivent
Financial for Lutherans, serves as investment adviser.
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(3)
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The percentage calculations used herein are based on the statement
in the Company's Quarterly Report on Form 10-Q for the quarter
ended September 30, 2019, as filed with the Securities and Exchange
Commission on November 12, 2019, that were 30,569,546 shares of
Nine Energy Service, Inc. Common Stock outstanding at November 8,
2019.
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Item 1.
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(a) Name of Issuer:
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Nine Energy Service, Inc.
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(b) Address of Issuer’s Principal Executive Offices:
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2001 Kirby Drive, Suite 200
Houston, TX 77019
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Item 2. |
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(a) Name of Person
Filing: |
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Thrivent Financial for Lutherans |
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(b) Address of Principal
Business Office or, if None, Residence: |
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901 Marquette Avenue, Suite 2500
Minneapolis, Minnesota 55402
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(c) Citizenship:
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Thrivent Financial for Lutherans is a
Wisconsin fraternal benefit society. |
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(d) Title of Class of
Securities: |
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Common Stock |
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(e) CUSIP Number: |
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65441V101
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b)
or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o);
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c);
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(c)
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☒
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Insurance company as defined in section 3(a)(19) of the Act
(15 U.S.C. 78c);
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(d)
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☐
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Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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☒
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Investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E);
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(f) |
☐ |
An
employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F);
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(g) |
☐ |
A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h) |
☐ |
A
savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i) |
☐ |
A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
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(j) |
☐ |
Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
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(a)
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Amount beneficially owned:
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1,802,084 (1),
(2)
5.9% (3)
(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 196,616(1)
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(ii)
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Shared power to vote or to direct the vote: 1,605,468
(2)
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(iii)
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Sole power to dispose or to direct the disposition of:
196,616 (1)
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(iv)
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Shared power to dispose or to direct the disposition of:
1,605,468 (2)
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Item 5. |
Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following ☐.
Item 6. |
Ownership of More than Five Percent on Behalf of Another
Person.
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Not applicable.
Item 7. |
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or
Control Person.
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Not applicable.
Item 8. |
Identification and Classification of Members of the Group.
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Not applicable.
Item 9. |
Notice of Dissolution of Group.
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Not applicable.
_____________________________________
(1)
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See Note 1 on the cover page. Thrivent Financial for
Lutherans disclaims beneficial ownership of the 25,659 shares held
in the Thrivent Defined Benefit Plan Trust.
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(2)
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See Note 2 on the cover page. Thrivent Financial for
Lutherans and Thrivent Asset Management, LLC disclaim beneficial
ownership of these shares.
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(3)
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The percentage calculations used herein are based on the statement
in the Company's Quarterly Report on Form 10-Q for the quarter
ended September 30, 2019 as filed with the Securities and Exchange
Commission on November 12, 2019, that there were 30,569,546 shares
of Nine Energy Service, Inc. Common Stock outstanding as of
November 8, 2019.
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Item 10.
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Certifications.
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By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under
§240.14a-11.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: February 11, 2019
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Thrivent Financial for Lutherans
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By:
/s/ David S.
Royal
Name: David S. Royal
Title: Chief Investment Officer
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