Statement of Changes in Beneficial Ownership (4)
April 18 2022 - 04:36PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * WINDACRE PARTNERSHIP
LLC |
2. Issuer Name and Ticker or Trading
Symbol Nielsen Holdings plc [ NLSN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
2200 POST OAK BOULEVARD, SUITE 1580 |
3. Date of Earliest Transaction (MM/DD/YYYY)
4/14/2022
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(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Ordinary Shares, par value euro 0.07 per
share |
4/14/2022 |
|
P |
|
7116000 |
A |
$27.35 (1) |
98190100 |
I |
See footnotes (2)(3) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. These shares were purchased in
multiple transactions at prices ranging from $27.32 to $27.38,
inclusive. The Reporting Persons, upon request, undertake to
provide to the staff of the Securities and Exchange Commission, the
Issuer, or any securityholder of the Issuer, to the extent
required, full information regarding the number of shares purchased
at each separate price within the range set forth
herein. |
(2) |
The securities reported
herein are held directly by The WindAcre Partnership Master Fund LP
("Master Fund") and may be deemed to be indirectly beneficially
owned by The WindAcre Partnership LLC ("WindAcre"), the investment
manager to the Master Fund, and Snehal Amin, the managing member of
WindAcre. |
(3) |
The filing of this statement
shall not be deemed an admission that any of the Reporting Persons
are the beneficial owners of the securities reported herein for
purposes of Section 16 of the Securities Act of 1934, as amended,
or otherwise. Each of the Reporting Persons disclaim beneficial
ownership of the securities reported herein, except to the extent
of its or his pecuniary interest therein, if any. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
WINDACRE PARTNERSHIP LLC
2200 POST OAK BOULEVARD
SUITE 1580
HOUSTON, TX 77056 |
|
X |
|
|
WindAcre Partnership Master Fund, LP
2200 POST OAK BLVD.
SUITE 1580
HOUSTON, TX 77056 |
|
X |
|
|
Amin Snehal
2200 POST OAK BLVD.
SUITE 1580
HOUSTON, TX 77056 |
|
X |
|
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Signatures
|
The WindAcre Partnership LLC, By: /s/ Snehal
Amin, Managing Member |
|
4/18/2022 |
**Signature of
Reporting Person |
Date |
The WindAcre Partnership Master Fund LP, By: The
WindAcre Partnership LLC, By: /s/ Snehal Amin, Managing
Member |
|
4/18/2022 |
**Signature of
Reporting Person |
Date |
/s/ Snehal Amin |
|
4/18/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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