Current Report Filing (8-k)
May 06 2021 - 4:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
April 30, 2021
New Mountain Finance Corporation
(Exact name of registrant as specified in its charter)
Delaware
|
|
814-00832
|
|
27-2978010
|
(State or other jurisdiction of
incorporation or organization)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification Number)
|
1633 Broadway, 48th Floor, New York, NY
10019
(Address of principal executive offices)
Registrant’s telephone number, including
area code (212) 720-0300
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
Title of
each class
|
Trading
Symbol(s)
|
Name of each
exchange on which registered
|
Common stock, par value $0.01 per share
|
NMFC
|
NASDAQ Global Select Market
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07
|
Submission of Matters to a Vote of Security Holders.
|
New Mountain Finance Corporation
(“NMFC”) held its 2021 Annual Meeting of Stockholders on April 30, 2021 and submitted two (2) matters to the vote of stockholders.
A summary of the matters voted upon by the stockholders is set forth below.
Election of Directors:
Stockholders of NMFC elected three nominees for
director, each to serve for a three-year term to expire at the 2024 Annual Meeting of Stockholders based on the following votes:
Name
|
|
FOR
|
|
|
WITHHELD
|
|
|
BROKER NON-VOTES
|
|
John R. Kline
|
|
39,537,227
|
|
|
3,290,401
|
|
|
32,522,133
|
|
|
|
|
|
|
|
|
|
|
|
David Ogens
|
|
38,258,748
|
|
|
4,568,880
|
|
|
32,522,133
|
|
|
|
|
|
|
|
|
|
|
|
Adam B. Weinstein
|
|
39,537,846
|
|
|
3,289,782
|
|
|
32,522,133
|
|
Ratification of the Appointment of Deloitte & Touche LLP
to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2021:
Stockholders of NMFC ratified the appointment of
Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31,
2021 based on the following votes:
FOR
|
|
|
AGAINST
|
|
|
ABSTAINED
|
|
|
BROKER NON-VOTES
|
|
74,679,340
|
|
|
535,942
|
|
|
134,479
|
|
|
0
|
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
New Mountain Finance Corporation
|
|
|
|
|
By:
|
/s/ Karrie J. Jerry
|
|
Name:
|
Karrie J. Jerry
|
|
Title:
|
Chief Compliance Officer and Corporate Secretary
|
Date: May 6, 2021
New Mountain Finance (NYSE:NMFC)
Historical Stock Chart
From Mar 2024 to Apr 2024
New Mountain Finance (NYSE:NMFC)
Historical Stock Chart
From Apr 2023 to Apr 2024