Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2)
SECURITIES AND EXCHANGE COMMISSION
NOTIFICATION OF REDEMPTION OF SECURITIES PURSUANT TO RULE 23C-2
INVESTMENT COMPANY ACT OF 1940
File No. 814-00832
New Mountain Finance
(Exact name of registrant as specified in its charter)
787 7th Avenue, 48th Floor, New York, NY 10019
(Address of Principal Executive Offices) (Zip Code)
The undersigned hereby notifies the Securities and Exchange
Commission (the "Commission") that it intends to redeem securities
of which it is the issuer, as set forth below in accordance with
the requirements of Rule 23c-2 under the Investment Company
Act of 1940, and states that it is filing this notice with the
Commission fewer than 30 days prior to the date set for the
redemption in reliance upon no-action relief previously granted by
the Commission staff to another issuer under similar facts and
||Title of the class of securities of New
Mountain Finance Corporation (the “Company”) to be
5.313% Senior Notes due May 15, 2021 (the “Notes”).
on which the securities are to be redeemed:
The Notes will be prepaid on February 16, 2021.
||Applicable provisions of the governing instrument
pursuant to which the securities are to be redeemed:
The Notes are to be prepaid pursuant to Section 8.2 of the
Company’s Amended and Restated Note Purchase Agreement, dated as of
September 30, 2016 (the “NPA”), by and among the Company and the
purchasers signatory thereto.
principal amount or number of shares and the basis upon which the
securities to be redeemed are to be selected:
The Company will prepay $90,000,000 in aggregate principal amount
of issued and outstanding Notes, which represents the entire amount
of Notes outstanding, pursuant to the terms of the NPA.
Pursuant to the requirements of Rule 23c-2 under the Investment
Company Act of 1940, as amended, the Company has duly caused this
Notice of Intention to Redeem Securities to be signed on its behalf
by the undersigned on this 5th day of February, 2021.
||/s/ Karrie J. Jerry