Statement of Changes in Beneficial Ownership (4)
January 22 2021 - 03:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Aliff
Gregory E |
2. Issuer Name and Ticker or Trading
Symbol NEW JERSEY RESOURCES CORP [ NJR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
1415 WYCKOFF ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/20/2021
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(Street)
WALL, NJ 07719
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
1/20/2021 |
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A |
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3079.507 (2) |
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(3) |
(3) |
Common Stock |
3079.507 |
$0 |
3079.507 |
D |
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Explanation of
Responses: |
(1) |
Each Restricted Stock Unit
("RSU") represents a contingent right to receive one share of New
Jersey Resources ("NJR") common stock plus dividend
equivalents. |
(2) |
Reporting person has elected
to defer issuance of shares of this RSU award upon vesting pursuant
to the NJR Directors' Deferred Compensation Plan. Vested shares and
dividend equivalents will be paid out in a single sum payment
beginning the first day of the second month of the calendar quarter
following the calendar quarter in which the reporting person ceases
to be a Director. |
(3) |
The RSU award will vest in
full on the earlier of (i) the first anniversary of the date of
grant, or (ii) the date of the next NJR Annual Meeting of
Shareowners. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Aliff Gregory E
1415 WYCKOFF ROAD
WALL, NJ 07719 |
X |
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Signatures
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/s/ Richard Reich, as attorney-in-fact for
Gregory E. Aliff |
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1/22/2021 |
**Signature of
Reporting Person |
Date |