Initial Statement of Beneficial Ownership (3)
August 10 2021 - 4:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jones Sarah Anne |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/4/2021
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3. Issuer Name and Ticker or Trading Symbol
NAUTILUS, INC. [NLS]
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(Last)
(First)
(Middle)
C/O NAUTILUS, INC, 17750 SE 6TH WAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Principal Accounting Officer / |
(Street)
VANCOUVER, WA 98683
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 8804 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (1) | (1) | (1) | Common Stock | 6967.0 | (2) | D | |
Restricted Stock Units (3) | (3) | (3) | Common Stock | 417.0 | (2) | D | |
Restricted Stock Units (4) | (4) | (4) | Common Stock | 1321.0 | (2) | D | |
Restricted Stock Units (5) | (5) | (5) | Common Stock | 3000.0 | (2) | D | |
Explanation of Responses: |
(1) | On May 5, 2020 the reporting person was granted 10,557 restricted stock units, vesting in three equal annual installments on May 5, 2021, May 5, 2022 and May 5, 2023, subject to the reporting person's provision of services to the Issuer on such vesting dates. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. |
(2) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. |
(3) | On February 16, 2021 the reporting person was granted 417 restricted stock units, vesting in three equal annual installments on February 16, 2022, February 16, 2023, and February 16, 2024, subject to the reporting person's provision of services to the Issuer on such vesting dates. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. |
(4) | On May 14, 2021 the reporting person was granted 1,321 restricted stock units, vesting in three equal annual installments on May 14, 2022, May 14, 2023 and May 14, 2024, subject to the reporting person's provision of services to the Issuer on such vesting dates. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. |
(5) | On June 14, 2021 the reporting person was granted 3,000 restricted stock units, vesting in three equal annual installments on June 14, 2022, June 14, 2023 and June 14, 2024, subject to the reporting person's provision of services to the Issuer on such vesting dates. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jones Sarah Anne C/O NAUTILUS, INC 17750 SE 6TH WAY VANCOUVER, WA 98683 |
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| Principal Accounting Officer |
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Signatures
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/s/ Sarah Anne Jones | | 8/9/2021 |
**Signature of Reporting Person | Date |
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