Statement of Changes in Beneficial Ownership (4)

Date : 12/06/2019 @ 8:56PM
Source : Edgar (US Regulatory)
Stock : Moog Inc (MOG.B)
Quote : 79.51  -3.41 (-4.11%) @ 9:00PM

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BALKIN TIMOTHY P
2. Issuer Name and Ticker or Trading Symbol

MOOG INC. [ MOGA/MOGB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Treasurer
(Last)          (First)          (Middle)

SENECA ST AND JAMISON RD
3. Date of Earliest Transaction (MM/DD/YYYY)

12/4/2019
(Street)

EAST AURORA, NY 14052
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common         119 D  
Class B Common 12/4/2019  A(1)  338 A(1)$0 (2)892 D  
Class B Common (3)        1951 I 401 (k) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
SAR (4)$36.86            (5)11/30/2020 Class A Common 4000.0  4000 D  
SAR (4)$41.82            (5)11/30/2021 Class A Common 4000.0  4000 D  
SAR (4)$36.41            (5)11/27/2022 Class A Common 4000.0  4000 D  
SAR (4)$61.69            (5)11/11/2023 Class A Common 2000.0  2000 D  
SAR (4)$74.38            (5)11/11/2024 Class A Common 2000.0  2000 D  
SAR (6)$63.04            (5)11/17/2025 Class A Common 667.0  667 D  
SAR (6)$65.9            (5)11/17/2025 Class B Common 1333.0  1333 D  
SAR (6)$71.648            (5)11/15/2026 Class B Common 2000.0  2000 D  
SAR (6)$82.31            (5)11/14/2027 Class B Common 1611.0  1611 D  
SAR (6)$80.19            (5)11/13/2028 Class B Common 1741.0  1741 D  
SAR (6)$85.95            (5)11/12/2029 Class B Common 1736.0  1736 D  

Explanation of Responses:
(1) Awarded under the 2014 Moog Inc. Long Term Incentive Plan.
(2) Stock bonus.
(3) Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.
(4) Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
(5) SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
(6) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BALKIN TIMOTHY P
SENECA ST AND JAMISON RD
EAST AURORA, NY 14052


Treasurer

Signatures
Timothy P. Balkin12/6/2019
**Signature of Reporting PersonDate

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