Statement of Changes in Beneficial Ownership (4)

Date : 05/03/2019 @ 8:29PM
Source : Edgar (US Regulatory)
Stock : Moog Inc (MOG.B)
Quote : 88.21  0.0 (0.00%) @ 12:00AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BURGHARDT R. ERIC
2. Issuer Name and Ticker or Trading Symbol

MOOG INC. [ MOGA/MOGB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Vice President
(Last)          (First)          (Middle)

SENECA ST AND JAMISON RD
3. Date of Earliest Transaction (MM/DD/YYYY)

5/1/2019
(Street)

EAST AURORA, NY 14052
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common   5/1/2019     M    4000   A $41.82   4856   D    
Class A Common   5/1/2019     F    2539   (1) D $93.64   2317   D    
Class A Common   5/1/2019     M    4000   A $36.41   6317   D    
Class A Common   5/1/2019     F    2387   (2) D $93.64   3930   D    
Class A Common   5/1/2019     M    2000   A $61.69   5930   D    
Class A Common   5/1/2019     F    1550   (3) D $93.64   4380   D    
Class A Common   5/1/2019     M    2000   A $74.38   6380   D    
Class A Common   5/1/2019     F    1729   (4) D $93.64   4651   D    
Class A Common   5/1/2019     M    3333   A $63.04   7984   D    
Class A Common   5/1/2019     F    2614   (5) D $93.64   5370   D    
Class B Common                  1457   (6) D    
Class B Common   (7)                443   I   401 (k)  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
SAR   (8) $41.82   5/1/2019     M         4000      (9) 11/30/2021   Class A Common   4000.0   $0   0   D    
SAR   (8) $36.41   5/1/2019     M         4000      (9) 11/27/2022   Class A Common   4000.0   $0   0   D    
SAR   (8) $61.69   5/1/2019     M         2000      (9) 11/11/2023   Class A Common   2000.0   $0   0   D    
SAR   (8) $74.38   5/1/2019     M         2000      (9) 11/11/2024   Class A Common   2000.0   $0   0   D    
SAR   (10) $63.04   5/1/2019     M         3333      (9) 11/17/2025   Class A Common   3333.0   $0   0   D    
SAR   (10) $65.9                      (9) 11/17/2025   Class B Common   6667.0     6667   D    
SAR   (10) $71.648                      (9) 11/15/2026   Class B Common   10000.0     10000   D    
SAR   (10) $82.31                      (9) 11/14/2027   Class B Common   6181.0     6181   D    
SAR   (10) $80.19                      (9) 11/13/2028   Class B Common   6988.0     6988   D    

Explanation of Responses:
(1)  This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1461). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($93.64) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
(2)  This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1613). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($93.64) and the exercise price ($36.41). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
(3)  This represents the difference between the number of SARs exercised (2,000) and the number of shares issued as a result of the exercise (450). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($93.64) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
(4)  This represents the difference between the number of SARs exercised (2,000) and the number of shares issued as a result of the exercise (271). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($93.64) and the exercise price ($74.38). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
(5)  This represents the difference between the number of SARs exercised (3,333) and the number of shares issued as a result of the exercise (719). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($93.64) and the exercise price ($63.04). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
(6)  Includes 138 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2018.
(7)  Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent statement to participants.
(8)  Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
(9)  SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
(10)  Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BURGHARDT R. ERIC
SENECA ST AND JAMISON RD
EAST AURORA, NY 14052


Vice President

Signatures
Timothy P. Balkin, as Power of Attorney for R. Eric Burghardt 5/3/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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