falseAt 250 Greenwich
Street000105955600010595562022-05-022022-05-020001059556mco:One75SeniorNotesDue2027Member2022-05-022022-05-020001059556mco:Zero950SeniorNotesDue2030Member2022-05-022022-05-020001059556mco:CommonStockParValue001PerShareMember2022-05-022022-05-02
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
__________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
May 2, 2022
(Exact Name of Registrant as Specified in Charter)
Delaware
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1-14037
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13-3998945
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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7 World Trade Center at 250 Greenwich Street
New York, New York 10007
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code:
(212) 553-0300
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
Title of each
class
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Trading Symbol(s)
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Name of each exchange on which
registered
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Common Stock, par value
$0.01 per share
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MCO
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New York Stock
Exchange
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1.75%
Senior Notes Due 2027
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MCO
27
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New York
Stock Exchange
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0.950%
Senior Notes Due 2030 |
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MCO 30 |
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New York
Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
TABLE OF CONTENTS
ITEM 2.02
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RESULTS OF OPERATIONS AND FINANCIAL CONDITION
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3
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ITEM 7.01
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REGULATION FD DISCLOSURE
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3
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ITEM 9.01
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FINANCIAL STATEMENTS AND EXHIBITS
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3
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SIGNATURES
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4
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EXHIBIT 99.1
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Item 2.02, "Results of Operations and Financial Condition"
On May 2, 2022, Moody's Corporation (the "Registrant") announced
its financial results for the quarter ended March 31, 2022, as well
as its outlook for 2022. A copy of the press release
containing the announcement is included as Exhibit 99.1.
The information contained in this Current Report, including the
exhibit hereto, is being furnished and shall not be deemed "filed"
for the purpose of Section 18 of the Securities Exchange Act of
1934, as amended (the “Exchange Act”) or otherwise subject to the
liabilities of that Section. The information in this
Current Report shall not be incorporated by reference into future
filings under the Securities Act of 1933, as amended, or the
Exchange Act, unless it is specifically incorporated by reference
therein.
Item 7.01, "Regulation FD Disclosure"
The information set forth under Item 2.02, "Results of Operations
and Financial Condition" is incorporated herein by reference.
Item 9.01, "Financial Statements and Exhibits"
(d) Exhibits
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104 |
The cover page from this Current Report on Form 8-K, formatted in
Inline XBRL.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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MOODY’S
CORPORATION |
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By:
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/s/ Elizabeth M. McCarroll
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Elizabeth M.
McCarroll
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Corporate Secretary and
Associate
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General Counsel |
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Date: May 2, 2022