Statement of Changes in Beneficial Ownership (4)
January 14 2021 - 09:51AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * LANDY EUGENE W |
2. Issuer Name and Ticker or Trading
Symbol MONMOUTH REAL ESTATE INVESTMENT CORP [ MNR
] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chairman of the Board |
(Last)
(First)
(Middle)
101 CRAWFORDS CORNER ROAD, SUITE 1405 |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/13/2021
|
(Street)
HOLMDEL, NJ 07733
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
MNR Common Stock |
|
|
|
|
|
|
|
971249.924 |
D |
|
MNR Common Stock |
|
|
|
|
|
|
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194405 |
I |
Eugene W. Landy and Gloria Landy Family
Foundation |
MNR Common Stock |
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|
|
|
|
|
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43748.195 |
I |
Juniper Plaza Associates |
MNR Common Stock |
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|
|
|
|
|
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32866.355 |
I |
Windsor Industrial Park
Associates |
MNR Common Stock |
|
|
|
|
|
|
|
97913.57 |
I |
Spouse |
MNR Common Stock |
|
|
|
|
|
|
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13048 |
I |
Landy Investments, Ltd. |
MNR Common Stock |
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|
|
|
|
|
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168293.62 |
I |
Landy & Landy Employees' Pension
Plan |
MNR Common Stock |
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|
|
|
|
|
|
201426.819 |
I |
Landy & Landy Employees' Profit Sharing
Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option to Purchase Common
Stock |
$16.46 |
1/13/2021 |
|
A |
|
65000 (1) |
|
1/13/2022 |
1/13/2029 |
MNR Common Stock |
65000 |
$16.46 |
65000 |
D |
|
Stock Option to Purchase Common
Stock |
$14.55 |
|
|
|
|
|
|
1/13/2021 |
1/13/2028 |
MNR Common Stock |
65000 |
|
65000 |
D |
|
Stock Option to Purchase Common
Stock |
$12.86 |
|
|
|
|
|
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1/10/2020 |
1/10/2027 |
MNR Common Stock |
65000 |
|
65000 |
D |
|
Qualified Stock Option to Purchase Common
Stock |
$17.80 |
|
|
|
|
|
|
1/3/2019 |
1/3/2026 |
MNR Common Stock |
65000 |
|
65000 |
D |
|
Qualified Stock Option to Purchase MNR Common
Stock |
$15.04 |
|
|
|
|
|
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1/4/2018 |
1/4/2025 |
MNR Common Stock |
65000 |
|
65000 |
D |
|
Qualified Stock Option to Purchase MNR Common
Stock |
$10.37 |
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|
|
|
|
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1/5/2017 |
1/5/2024 |
MNR Common Stock |
65000 |
|
65000 |
D |
|
Qualified Stock Option to Purchase MNR Common
Stock |
$11.16 |
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|
|
|
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1/5/2016 |
1/5/2023 |
MNR Common Stock |
65000 |
|
65000 |
D |
|
Qualified Stock Option to Purchase Common
Stock |
$8.94 |
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|
|
|
|
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1/3/2015 |
1/3/2022 |
MNR Common Stock |
65000 |
|
65000 |
D |
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Explanation of
Responses: |
(1) |
New stock option granted
January 13, 2021 for 65,000 shares of MNR Common Stock. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
LANDY EUGENE W
101 CRAWFORDS CORNER ROAD
SUITE 1405
HOLMDEL, NJ 07733 |
X |
|
Chairman of the Board |
|
Signatures
|
Eugene W. Landy |
|
1/14/2021 |
**Signature of Reporting
Person |
Date |