Initial Statement of Beneficial Ownership (3)
January 10 2022 - 04:02PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Klisura Dean
Michael |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
1/1/2022
|
3. Issuer Name and Ticker or Trading
Symbol MARSH & MCLENNAN COMPANIES, INC.
[MMC] |
(Last)
(First)
(Middle)
1166 AVENUE OF THE AMERICAS |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
President & CEO, Guy Carpenter
/ |
(Street)
NEW YORK, NY
(City)
(State)
(Zip)
|
5. If Amendment, Date Original
Filed(MM/DD/YYYY)
|
6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock |
25615 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to Buy) |
(1) |
2/21/2026 |
Common Stock |
12976 |
$57.325 |
D |
|
Stock Options (Right to Buy) |
(2) |
2/21/2027 |
Common Stock |
9994 |
$73.195 |
D |
|
Stock Options (Right to Buy) |
(3) |
2/20/2028 |
Common Stock |
9569 |
$83.046 |
D |
|
Stock Options (Right to Buy) |
(4) |
2/18/2029 |
Common Stock |
10516 |
$90.785 |
D |
|
Stock Options (Right to Buy) |
(5) |
2/18/2030 |
Common Stock |
11856 |
$118.865 |
D |
|
Stock Options (Right to Buy) |
(6) |
2/21/2031 |
Common Stock |
11237 |
$117.53 |
D |
|
Restricted Stock Units |
(7) |
(7) |
Common Stock |
14461 |
(8) |
D |
|
Restricted Stk. Units (SSIP) |
(7) |
(7) |
Common Stock |
1575.971 |
(8) |
D |
|
Explanation of
Responses: |
(1) |
These options were granted
on February 22, 2016 and vested in four equal annual installments
on February 22nd of 2017, 2018, 2019 and 2020. |
(2) |
These options were granted
on February 22, 2017 and vested in four equal annual installments
on February 22nd of 2018, 2019, 2020 and 2021. |
(3) |
These options were granted
on February 21, 2018 and vested in four equal annual installments
on February 21st of 2019, 2020, 2021 and 2022. |
(4) |
These options were granted
on February 19, 2019 and vest in four equal annual installments on
February 19th of 2020, 2021, 2022 and 2023. |
(5) |
These options were granted
on February 19, 2020 and vest in four equal annual installments on
February 19th of 2021, 2022, 2023 and 2024. |
(6) |
These options were granted
on February 22, 2021 and vest in four equal annual installments on
February 22nd of 2022, 2023, 2024 and 2025. |
(7) |
Not Applicable. |
(8) |
The security converts to
Marsh & McLennan Companies common stock on a 1-for-1
basis. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Klisura Dean Michael
1166 AVENUE OF THE AMERICAS
NEW YORK, NY |
|
|
President & CEO, Guy
Carpenter |
|
Signatures
|
/s/ Courtenay Birchler,
Attorney-in-fact |
|
1/10/2022 |
**Signature of Reporting
Person |
Date |
Marsh and McLennan Compa... (NYSE:MMC)
Historical Stock Chart
From Apr 2022 to May 2022
Marsh and McLennan Compa... (NYSE:MMC)
Historical Stock Chart
From May 2021 to May 2022