Initial Statement of Beneficial Ownership (3)
October 11 2022 - 04:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Berg Shawn |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
10/1/2022
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3. Issuer Name and Ticker or Trading
Symbol MARINEMAX INC [HZO] |
(Last)
(First)
(Middle)
2600 MCCORMICK DRIVE, SUITE 200 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
EVP, Chief Digital Officer / |
(Street)
CLEARWATER, FL 33759
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock - need to add amount after RSUs vest
9/30 |
3743 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance Based Restricted Stock Units |
(1) |
(1) |
Common Stock |
2036 |
(2) |
D |
|
Restricted Stock Units |
(3) |
(3) |
Common Stock |
1000 |
(2) |
D |
|
Restricted Stock Units |
(4) |
(4) |
Common Stock |
5000 |
(2) |
D |
|
Restricted Stock Units |
(5) |
(5) |
Common Stock |
5000 |
(2) |
D |
|
Restricted Stock Units |
(6) |
(6) |
Common Stock |
3607 |
(2) |
D |
|
Restricted Stock Units |
(7) |
(7) |
Common Stock |
1802 |
(2) |
D |
|
Restricted Stock Units |
(8) |
(8) |
Common Stock |
906 |
(2) |
D |
|
Explanation of
Responses: |
(1) |
The performance based
restricted stock units vest on September 30, 2024. These units were
awarded based on performance criteria previously established and
tied to inventory management and operations. |
(2) |
Each restricted stock unit
represents a contingent right to receive one share of Marinemax,
Inc. Common Stock. |
(3) |
These restricted stock units
where granted on November 29, 2018 vested November 29,
2022. |
(4) |
These restricted stock units
were granted on December 3, 2019 vest on December 3,
2023. |
(5) |
These restricted stock units
were granted on December 2, 2020 and vest on December 2,
2024. |
(6) |
These restricted stock units
where granted on October 1, 2021 and vest on September 30,
2024. |
(7) |
These restricted stock units
where granted on November 6, 2020 and vested 1/3 annual beginning
September 30, 2021. |
(8) |
These restricted stock units
where granted on November 19, 2021 and vest 1/3 annual beginning
September 30, 2022. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Berg Shawn
2600 MCCORMICK DRIVE, SUITE 200
CLEARWATER, FL 33759 |
|
|
EVP, Chief Digital Officer |
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Signatures
|
Anthony E. Cassella, Jr., Attorney-in-Fact for
Shawn Berg |
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10/11/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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