Amended Statement of Changes in Beneficial Ownership (4/a)
February 18 2020 - 10:50AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WOLGIN STEVEN B |
2. Issuer Name and Ticker or Trading Symbol
MONMOUTH REAL ESTATE INVESTMENT CORP
[
MNR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
101 CRAWFORDS CORNER ROAD, SUITE 1405 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/5/2019 |
(Street)
HOLMDEL, NJ 07733
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
12/17/2019 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Monmouth Real Estate Investment Corporation | | | | | | | | 69623.67 (1) | D | |
Monmouth Real Estate Investment Corporation (Pref Series C) | | | | | | | | 6507.77 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes 921.46 shares acquired through dividend reinvestment as of 12/16/2019. Since the date of his last ownership report, Mr. Wolgin transferred 9,379.38 shares of Common Stock to Lynn Wolgin pursuant to a domestic relations order. Mr. Wolgin no longer reports as beneficially owned by him any securities owned by his ex-wife, Lynn Wolgin. This report is being amended to clarify that the transactions were not intra-family gift transfers as previously reported. |
(2) | Since the date of his last ownership report, Mr. Wolgin transferred 6,005 shares of 6.125% Series C Cumulative Redeemable Preferred Stock ("Series C Preferred Stock") to Lynn Wolgin, and Lynn Wolgin transferred 500 shares of Series C Preferred Stock to Mr. Wolgin, pursuant to a domestic relations order. Mr. Wolgin no longer reports as beneficially owned by him any securities owned by his ex-wife, Lynn Wolgin. This report is being amended to clarify that the transactions were not intra-family gift transfers as previously reported. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
WOLGIN STEVEN B 101 CRAWFORDS CORNER ROAD SUITE 1405 HOLMDEL, NJ 07733 | X |
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Signatures
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/s/ Becky Coleridge, attorney in fact | | 2/18/2020 |
**Signature of Reporting Person | Date |
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