Initial Statement of Beneficial Ownership (3)
June 25 2020 - 7:07PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Tracy Woodrow S. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/16/2020
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3. Issuer Name and Ticker or Trading Symbol
M&T BANK CORP [MTB]
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(Last)
(First)
(Middle)
ONE M&T PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive Vice President / |
(Street)
BUFFALO, NY 14203
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2440 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option (right to buy) | (2) | 1/31/2028 | Common Stock | 376 | $190.78 | D | |
Option (right to buy) | (3) | 1/31/2029 | Common Stock | 505 | $164.54 | D | |
Option (right to buy) | (4) | 2/5/2030 | Common Stock | 517 | $173.04 | D | |
Explanation of Responses: |
(1) | The reported holding includes multiple awards of restricted stock units of which 240 shares will vest on January 31, 2021; 101 shares will vest on February 5, 2021; 122 shares will vest on January 31, 2022; 101 shares will vest on February 5, 2022; and the remaining 101 shares will vest on February 5, 2023. |
(2) | The option granted includes a total of 376 shares. 250 of the shares are currently exercisable; and the remaining 126 shares are exercisable on or after January 31, 2021. |
(3) | The option granted includes a total of 505 shares. 168 of the shares are currently exercisable; an additional 168 of the shares are exercisable on or after January 31, 2021; and the remaining 169 shares are exercisable on or after January 31, 2022. |
(4) | The option granted includes a total of 517 shares. 172 of the shares are exercisable on or after February 5, 2021; an additional 172 of the shares are exercisable on or after February 5, 2022; and the remaining 173 shares are exercisable on or after February 5, 2023. |
Remarks: Exhibit List: Exhibit 24 Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Tracy Woodrow S. ONE M&T PLAZA BUFFALO, NY 14203 |
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| Executive Vice President |
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Signatures
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By: Stephen T. Wilson, Esq.
(Attorney-In-Fact) | | 6/25/2020 |
**Signature of Reporting Person | Date |
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