Amended Statement of Ownership (sc 13g/a)
February 12 2020 - 3:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Page 1 of 15 Pages
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1
|
NAMES OF REPORTING PERSONS
|
|
|
Robert E. Robotti
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
United States
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
10,000
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
1,655,145
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
10,000
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
1,655,145
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
1,665,145
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.8%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
IN, HC
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 3 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
Robotti & Company, Incorporated
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
New York
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
-0-
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
1,655,145
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
1,655,145
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
1,655,145
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.8%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
CO, HC
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 4 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
Robotti & Company Advisors, LLC
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
New York
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
-0-
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
1,640,090
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
1,640,090
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
1,640,090
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.7%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
OO, IA
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 5 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
Robotti Securities, LLC
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
New York
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
-0-
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
14,885
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
14,885
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
14,885
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
Less than 1%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
OO, BD
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 6 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
Kenneth R. Wasiak
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
United States
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
-0-
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
995,737
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
995,737
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
995,737
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
3.5%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
IN, HC
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 7 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
Ravenswood Management Company, L.L.C.
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
New York
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
-0-
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
995,737
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
995,737
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
995,737
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
3.5%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
OO
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 8 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
The Ravenswood Investment Company, L.P.
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
-0-
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
583,697
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
583,697
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
583,697
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
2.0%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
PN
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 9 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
Ravenswood Investments III, L.P.
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
New York
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
-0-
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
412,040
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
412,040
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
412,040
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
1.4%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
PN
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 10 of 15 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
Suzanne Robotti
|
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)☐
|
|
|
(b)☒
|
|
|
3
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
United States
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
10,000
|
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
-0-
|
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
10,000
|
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
-0-
|
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
10,000
|
|
|
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☐
|
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
Less than 1%
|
|
|
|
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
IN
|
|
|
|
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 11 of 15 Pages
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 12 of 15 Pages
|
|
(iv) Robotti Securities: (1)
|
|
|
(a) Amount beneficially owned: 14,885 shares
|
|
|
(b) Percent of class: less than one percent
|
|
|
(c) Number of shares as to which such person has:
|
|
|
|
(i) Sole power to vote or to direct the vote: 0 shares
|
|
|
|
(ii) Shared power to vote or to direct the vote: 14,885 shares
|
|
|
|
(iii) Sole power to dispose or to direct the disposition of: 0 shares
|
|
|
|
(iv) Shared power to dispose or to direct the disposition of: 14,885 shares
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 13 of 15 Pages
|
Schedule 13G
|
CUSIP No. 502160104
|
|
Page 14 of 15 Pages
|
After reasonable inquiry and to the best of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
The undersigned hereby agree to the joint filing of the Statement on Schedule 13G Amendment No. 6 filed herewith, and any amendments thereto, relating to the Common Stock, par value $.10 per share, of LSB
Industries, Inc., with the Securities and Exchange Commission pursuant to and in accordance with the provisions of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended.
This Agreement may be executed in separate counterparts, each of which shall be deemed an original, but all of which shall constitute one and the same instrument.
LSB Industries (NYSE:LXU)
Historical Stock Chart
From Mar 2024 to Apr 2024
LSB Industries (NYSE:LXU)
Historical Stock Chart
From Apr 2023 to Apr 2024