Statement of Changes in Beneficial Ownership (4)
February 15 2023 - 4:13PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Strauss David P |
2. Issuer Name and Ticker or Trading Symbol
LINDE PLC
[
LIN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive VP, Chief HR Officer |
(Last)
(First)
(Middle)
C/O LINDE PLC, FORGE, 43 CHURCH STREET WEST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/13/2023 |
(Street)
WOKING, SURREY, X0 GU21 6HT
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares | | | | | | | | 20582.42 | D | |
Ordinary Shares | | | | | | | | 1849.904 | I | 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | | | | | | | (1) | (2) | Ordinary Shares | 1180 | | 1180 | D | |
Restricted Stock Units | (2) | | | | | | | (2) | (3) | Ordinary Shares | 1515 | | 1515 | D | |
Restricted Stock Units | (3) | | | | | | | (3) | (4) | Ordinary Shares | 1715 | | 1715 | D | |
Stock Options (right to buy) | $270.99 | | | | | | | 3/7/2023 (4) | 3/7/2032 | Ordinary Shares | 10200 | | 10200 | D | |
Stock Options (right to buy) | $253.68 | | | | | | | (5) | 3/8/2031 | Ordinary Shares | 15925 | | 15925 | D | |
Stock Options (right to buy) | $173.13 | | | | | | | (6) | 3/9/2030 | Ordinary Shares | 20870 | | 20870 | D | |
Stock Options (right to buy) | $176.63 | | | | | | | (7) | 3/20/2029 | Ordinary Shares | 20985 | | 20985 | D | |
Stock Options (right to buy) | $154.00 | | | | | | | (8) | 2/27/2028 | Ordinary Shares | 22635 | | 22635 | D | |
Deferred Stock Units | (9) | 2/13/2023 | | A | | 42.50 | | (10) | (10) | Ordinary Shares | 196.838 | $0 | 196.838 | D | |
Explanation of Responses: |
(1) | Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis. |
(2) | Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis. |
(3) | Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis. |
(4) | This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023. |
(5) | This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022. |
(6) | This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021. |
(7) | This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020. |
(8) | This option vested over three years in three consecutive equal annual installments beginning on February 27, 2019. |
(9) | Conversion to Linde plc Ordinary Shares is on a one-to-one basis. |
(10) | Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Strauss David P C/O LINDE PLC FORGE, 43 CHURCH STREET WEST WOKING, SURREY, X0 GU21 6HT |
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| Executive VP, Chief HR Officer |
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Signatures
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Anthony M. Pepper, Attorney-in-Fact | | 2/15/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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