Statement of Changes in Beneficial Ownership (4)
January 27 2020 - 3:11PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Boston J. Scott |
2. Issuer Name and Ticker or Trading Symbol
KIMBERLY CLARK CORP
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KMB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP & Chief HR Officer |
(Last)
(First)
(Middle)
1400 HOLCOMB BRIDGE ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/24/2020 |
(Street)
ROSWELL, GA 30076
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/24/2020 | | M | | 9032.0000 | A | $110.7200 | 20933.0000 | D | |
Common Stock | 1/24/2020 | | M | | 8213.0000 | A | $98.9241 | 29146.0000 | D | |
Common Stock | 1/24/2020 | | M | | 7557.0000 | A | $107.5054 | 36703.0000 | D | |
Common Stock | 1/24/2020 | | S | | 1800.0000 | D | $145.2038 (1) | 34903.0000 | D | |
Common Stock | 1/24/2020 | | S | | 7125.0000 | D | $144.7275 (2) | 27778.0000 | D | |
Common Stock | 1/24/2020 | | S | | 15877.0000 | D | $143.6177 (3) | 11901.0000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) (4) | $110.7200 | 1/24/2020 | | M | | | 9032.0000 | (5) | 4/29/2025 | Common Stock | 9032.0000 | $0.0000 | 0.0000 | D | |
Stock Option (Right to Buy) (4) | $107.5054 | 1/24/2020 | | M | | | 7557.0000 | (5) | 4/30/2024 | Common Stock | 7557.0000 | $0.0000 | 0.0000 | D | |
Stock Option (Right to Buy) (4) | $98.9241 | 1/24/2020 | | M | | | 8213.0000 | (5) | 5/1/2023 | Common Stock | 8213.0000 | $0.0000 | 0.0000 | D | |
Explanation of Responses: |
(1) | This transaction was executed in multiple trades at prices ranging from $145.15 to $145.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(2) | This transaction was executed in multiple trades at prices ranging from $144.15 to $145.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(3) | This transaction was executed in multiple trades at prices ranging from $143.15 to $144.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(4) | Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. |
(5) | Stock options are fully vested and exercisable |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Boston J. Scott 1400 HOLCOMB BRIDGE ROAD ROSWELL, GA 30076 |
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| SVP & Chief HR Officer |
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Signatures
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/s/ Jeffrey S. McFall as attorney-in-fact for J. Scott Boston | | 1/27/2020 |
**Signature of Reporting Person | Date |
Kimberly Clark (NYSE:KMB)
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