Statement of Changes in Beneficial Ownership (4)
November 20 2020 - 6:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Dhanasekaran Satish |
2. Issuer Name and Ticker or Trading Symbol
Keysight Technologies, Inc.
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KEYS
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP and COO |
(Last)
(First)
(Middle)
1400 FOUNTAINGROVE PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/18/2020 |
(Street)
SANTA ROSA, CA 95403
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/18/2020 | | A(1) | | 17043 | A | $0 | 63292.255 (2) | D | |
Common Stock | 11/18/2020 | | F(3) | | 8048 | D | $115.14 | 55244.255 | D | |
Common Stock | 11/18/2020 | | A(4) | | 14565 | A | $0 | 69809.255 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On November 18, 2020, pursuant to the Keysight Technologies, Inc. Long-Term Performance Program,17,043 shares of common stock of Keysight Technologies, Inc. were awarded to the reporting person. Under the Keysight Technologies, Inc. Deferred Compensation Plan, the reporting person has elected to defer 852 of such shares of common stock. |
(2) | Corrects 149 shares not surrendered to satisfy tax liability on prior deferred Long-Term Performance award distribution. |
(3) | The reporting person surrendered 8,048 shares to Keysight to satisfy the tax liability on the release of the Long-Term Performance shares in accordance with Rule 16b-3. |
(4) | Common stock underlying restricted stock units ("RSUs") granted on November 18, 2020 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in equal installments on each of the first four anniversaries of the grant date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dhanasekaran Satish 1400 FOUNTAINGROVE PARKWAY SANTA ROSA, CA 95403 |
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| SVP and COO |
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Signatures
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Jeffrey K. Li, Attorney-in-fact for Satish Dhanasekaran | | 11/20/2020 |
**Signature of Reporting Person | Date |
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