Initial Statement of Beneficial Ownership (3)
November 27 2019 - 4:21PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
AMAYA NICOLAS |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/19/2019
|
3. Issuer Name and Ticker or Trading Symbol
KELLOGG CO [K]
|
(Last)
(First)
(Middle)
ONE KELLOGG SQUARE, P O BOX 3599 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior Vice President / |
(Street)
BATTLE CREEK, MI 49016-3599
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common | 1382.0000 | D | |
Common | 286.4175 | I | By 401(k) Profit Sharing Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | 2/16/2021 (1) | 2/16/2021 (1) | Common | 1870.0000 | (2) | D | |
Restricted Stock Units | 2/17/2020 (3) | 2/17/2020 (3) | Common | 1600.0000 | (2) | D | |
Restricted Stock Units | 2/22/2022 (4) | 2/22/2022 (4) | Common | 3397.3170 | (2) | D | |
Restricted Stock Units | 3/4/2022 (5) | 3/4/2022 (5) | Common | 6084.2860 | (2) | D | |
Stock Option | (6) | 2/17/2022 | Common | 2300.0000 | $52.5300 | D | |
Stock Option | (7) | 2/18/2021 | Common | 2000.0000 | $53.0100 | D | |
Stock Option | (8) | 2/22/2029 | Common | 11000.0000 | $56.7300 | D | |
Stock Option | (9) | 2/21/2024 | Common | 4800.0000 | $59.9500 | D | |
Stock Option | (10) | 2/22/2023 | Common | 4300.0000 | $60.0100 | D | |
Stock Option | (11) | 2/20/2025 | Common | 4025.0000 | $64.0900 | D | |
Stock Option | (12) | 2/16/2028 | Common | 7040.0000 | $69.6600 | D | |
Stock Option | (13) | 2/17/2027 | Common | 5900.0000 | $72.9000 | D | |
Stock Option | (14) | 2/19/2026 | Common | 5400.0000 | $75.5200 | D | |
Explanation of Responses: |
(1) | The restricted stock units vest on February 16, 2021, the third anniversary of the grant date. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. |
(3) | The restricted stock units vest on February 17, 2020, the third anniversary of the grant date. |
(4) | The restricted stock units vest on February 22, 2022, the third anniversary of the grant date. |
(5) | The restricted stock units vest on March 4, 2022, the third anniversary of the grant date. |
(6) | The option vested in three equal annual installments beginning February 17, 2013. |
(7) | The option vested in three equal annual installments beginning February 18, 2012. |
(8) | The option vests in three equal annual installments beginning February 22, 2020. |
(9) | The option vested in three equal annual installments beginning February 21, 2015. |
(10) | The option vested in three equal annual installments beginning February 22, 2014. |
(11) | The option vested in three equal annual installments beginning February 20, 2016. |
(12) | The option vests in three equal annual installments beginning February 16, 2019. |
(13) | The option vests in three equal annual installments beginning February 17, 2018. |
(14) | The option vested in three equal annual installments beginning February 19, 2017. |
Remarks: EX-24 amayapoa.txt |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
AMAYA NICOLAS ONE KELLOGG SQUARE P O BOX 3599 BATTLE CREEK, MI 49016-3599 |
|
| Senior Vice President |
|
Signatures
|
Gary H. Pilnick, Attorney-in-Fact | | 11/27/2019 |
**Signature of Reporting Person | Date |
Kellanova (NYSE:K)
Historical Stock Chart
From Mar 2024 to Apr 2024
Kellanova (NYSE:K)
Historical Stock Chart
From Apr 2023 to Apr 2024