Current Report Filing (8-k)
March 19 2021 - 6:05AM
Edgar (US Regulatory)
0001274173
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0001274173
2021-03-19
2021-03-19
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xbrli:shares
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 or 15(d) of the
Securities Exchange
Act of 1934
Date of Report (Date
of earliest event reported): March 19, 2021
JANUS
HENDERSON GROUP PLC
(Exact name of registrant
as specified in its charter)
Jersey,
Channel Islands
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001-38103
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98-1376360
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(State or other jurisdiction of
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(Commission File Number)
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(IRS Employer
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incorporation)
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Identification No.)
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201
Bishopsgate
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EC2M3AE
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London,
United Kingdom
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(Zip Code)
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(Address of principal executive offices)
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|
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+44
(0) 20 7818
1818
(Registrant’s
telephone number, including area code)
N/A
(Former name or former
address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, $1.50 Per Share Par Value
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JHG
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New
York Stock Exchange
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. o
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Item 7.01
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REGULATION FD
DISCLOSURE.
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On March 19, 2021, Janus Henderson Group
plc (the “Company”), a company incorporated and registered in Jersey, Channel Islands, made available to its
shareholders its proxy statement in respect of its annual shareholders meeting and its annual report, and filed with the Australian
Stock Exchange (“ASX”) its Disclosure regarding Corporate Governance Council Principles and Recommendations
on an Appendix 4G, containing, among other things, the Company’s Corporate Governance Statement for the fiscal year ended
December 31, 2020.
A copy of the Company’s annual report
is furnished as Exhibit 99.1 hereto, a copy of the Company’s proxy statement is furnished as Exhibit 99.2 hereto, and a
copy of ASX Appendix 4G is furnished as Exhibit 99.3 hereto. These exhibits are being furnished and shall not be deemed “filed”
for any purpose, and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended,
or the Securities Exchange Act of 1934, as amended, regardless of any general incorporation language in any such filing.
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Item 9.01
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FINANCIAL
STATEMENTS AND EXHIBITS.
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(d) Exhibits. The following exhibits are being furnished
herewith.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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JANUS HENDERSON GROUP PLC
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Date: March 19, 2021
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By:
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/s/ Roger Thompson
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Name:
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Roger Thompson
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Title:
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Chief Financial Officer
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