Statement of Changes in Beneficial Ownership (4)
October 13 2021 - 1:43PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MONROE WILLIAM |
2. Issuer Name and Ticker or Trading Symbol
Independence Contract Drilling, Inc.
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ICD
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O HIGIER ALLEN & LAUTIN, P.C., 2711 N. HASKELL AVE., SUITE 2400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/19/2021 |
(Street)
DALLAS, TX 75204
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (1) | 9/23/2021 | | P | | 10000 | A | $2.99 | 980000 | D | |
Common Stock | 9/23/2021 | | P | | 10000 | A | $3 | 990000 | D | |
Common Stock | 9/23/2021 | | P | | 10000 | A | $3.01 | 1000000 | D | |
Common Stock | 9/23/2021 | | P | | 10000 | A | $3.02 | 1010000 | D | |
Common Stock | 9/29/2021 | | P | | 5000 | A | $3.01 | 1015000 | D | |
Common Stock | 10/5/2021 | | P | | 25000 | A | $3.15 | 1040000 | D | |
Common Stock | 10/5/2021 | | P | | 25000 | A | $3.14 | 1065000 | D | |
Common Stock | 10/5/2021 | | P | | 35000 | A | $3.14 | 1100000 | D | |
Common Stock | 10/5/2021 | | P | | 5000 | A | $3.13 | 1105000 | D | |
Common Stock | 10/5/2021 | | P | | 15000 | A | $3.13 | 1120000 | D | |
Common Stock | 10/5/2021 | | P | | 30000 | A | $3.13 | 1150000 | D | |
Common Stock | 10/5/2021 | | P | | 15000 | A | $3.13 | 1165000 | D | |
Common Stock | 10/5/2021 | | P | | 45000 | A | $3.13 | 1210000 | D | |
Common Stock | 10/5/2021 | | P | | 20000 | A | $3.2 | 1230000 | D | |
Common Stock | 10/5/2021 | | P | | 20000 | A | $3.22 | 1250000 | D | |
Common Stock | 10/5/2021 | | P | | 25000 | A | $3.22 | 1275000 | D | |
Common Stock | 10/5/2021 | | P | | 25000 | A | $3.18 | 1300000 | D | |
Common Stock | 10/5/2021 | | P | | 10000 | A | $3.18 | 1310000 | D | |
Common Stock | 10/6/2021 | | P | | 5000 | A | $3.21 | 1315000 | D | |
Common Stock | 10/6/2021 | | P | | 525 | A | $3.16 | 1315525 | D | |
Common Stock | 10/6/2021 | | P | | 100 | A | $3.17 | 1315625 | D | |
Common Stock | 10/7/2021 | | P | | 15000 | A | $3.12 | 1330625 | D | |
Common Stock | 10/7/2021 | | P | | 5000 | A | $3.17 | 1335625 | D | |
Common Stock | 10/7/2021 | | P | | 10000 | A | $3.18 | 1345625 | D | |
Common Stock | 10/7/2021 | | P | | 4375 | A | $3.16 | 1350000 | D | |
Common Stock | 10/7/2021 | | P | | 20000 | A | $3.24 | 1370000 | D | |
Common Stock | 10/8/2021 | | P | | 10000 | A | $3.81 | 1380000 | D | |
Common Stock | 10/8/2021 | | P | | 10000 | A | $3.66 | 1390000 | D | |
Common Stock | 10/8/2021 | | P | | 10000 | A | $3.61 | 1400000 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This Report on Form 4 discloses previously unreported transactions effected by or on behalf of the reporting person since January 15, 2021, the date on which the reporting person acquired beneficial ownership of more than ten percent of the Issuer's common stock. The reporting person has voluntarily disclosed and reimbursed the Issuer for profits made on transactions matched in accordance with Section 16(b) of the Securities Exchange Act of 1934. |
Remarks: This is Part Two of a Form 4 filed by the reporting person. The Form 4 was filed in two parts due to restrictions in the electronic filing process. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MONROE WILLIAM C/O HIGIER ALLEN & LAUTIN, P.C. 2711 N. HASKELL AVE., SUITE 2400 DALLAS, TX 75204 |
| X |
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Signatures
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/s/ William Monroe | | 10/12/2021 |
**Signature of Reporting Person | Date |
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