Statement of Changes in Beneficial Ownership (4)

Date : 12/07/2018 @ 5:32PM
Source : Edgar (US Regulatory)
Stock : Hyster-Yale Materials Handling Class A (HY)
Quote : 60.94  0.29 (0.48%) @ 9:00PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN ALISON A
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/6/2018
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   12/6/2018     P    61   (1) A $62.522   7704   I   Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin  
Class A Common Stock   12/6/2018     P    1   (1) A $62.52   (2) 61   I   spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")  
Class A Common Stock   12/6/2018     P    1   (1) A $62.52   (2) 520   I   Spouse's proportionate interests in shares held by Rankin Associates V  
Class A Common Stock   12/6/2018     P    47   (1) A $62.52   (2) 32988   I   Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin  
Class A Common Stock   12/6/2018     P    47   (1) A $62.52   (2) 32988   I   Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin  
Class A Common Stock   12/6/2018     P    1   (1) A $62.52   (2) 72   I   spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")  
Class A Common Stock   12/6/2018     P    81   (1) A $62.52   (2) 33069   I   Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin  
Class A Common Stock   12/6/2018     P    81   (1) A $62.52   (2) 33069   I   Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (2) 211   I   Spouse's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (2) 456   I   Proportionate interest in shares held in Rankin Associates VI  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (2) 384   I   Child's proportionate interest in shares held by Rankin Associates VI   (3)
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (2) 384   I   Child's proportionate interest in shares held by Rankin Associates VI   (4)
Class A Common Stock                  54147   I   proportionate limited partnership interest in shares held by Rankin Associates I, L.P   (5)
Class A Common Stock                  29986   I   Reporting Person?s proportionate interests in shares held by Rankin Associates II.  
Class A Common Stock                  200   I   Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin  
Class A Common Stock                  765   I   Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin  
Class A Common Stock                  20426   I   Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.   (5)
Class A Common Stock                  1851   I   Co-Trustee for the benefit of Reporting Person's daughter.   (5)
Class A Common Stock                  81   I   Child's proportionate interest in shares held by Rankin Associates V   (5)
Class A Common Stock                  1209   I   Spouse serves as Trustee for the benefit of A. Farnham Rankin  
Class A Common Stock                  18294   I   Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.   (5)
Class A Common Stock                  81   I   Child's proportionate interest in shares held by Rankin Associates V   (5)
Class A Common Stock                  3738   I   Co-Trustee for the benefit of Reporting Person's daughter.   (5)
Class A Common Stock                  19   I   Spouse's proportionate general partnership interest shares held by RAIV.   (5)
Class A Common Stock                  3448   I   Spouse's proportionate interests in shares held by Rankin Associates I.   (5)
Class A Common Stock                  4283   I   spouse's proportionate limited partnership interest in shares held by RA II, L.P   (5)
Class A Common Stock                  65824   I   Spouse's proportionate interests in shares held by Rankin Associates IV.   (5)
Class A Common Stock                  1975   I   spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI").   (5)
Class A Common Stock                  192662   I   spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin   (5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   96861     96861   I   proportionate limited partnership interest in shares held by Rankin Associates I, L.P  
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   29986     29986   I   Reporting Person?s proportionate interests in shares held by Rankin Associates II.  
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   3123     3123   I   Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin  
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   200     200   I   Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin  
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   20426     20426   I   Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   1851     1851   I   Co-Trustee for the benefit of Reporting Person's daughter.   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   444     444   I   Spouse Serves as Trustee for the benefit of A. Farnham Rankin   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   18294     18294   I   Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   3738     3738   I   Co-Trustee for the benefit of Reporting Person's daughter.  
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   6889     6889   I   Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin  
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   6889     6889   I   Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin  
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   31     31   I   Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   6168     6168   I   Spouses proportionate LP interest in shares held by RA1   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   4283     4283   I   spouse's proportionate limited partnership interest in shares held by RA II, L.P   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   104286     104286   I   Spouse's proportionate interests in shares held by Rankin Associates IV.   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   1975     1975   I   spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI").   (5)
Class B Common Stock     (6)                    (6)   (6) Class A Common Stock   193760     193760   I   spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin   (5)

Explanation of Responses:
(1)  Shares purchased pursuant to 10b5-1 plan
(2)  2018-Dec-6-Weighted Average - Share Price represents average price between $62.50 and $62.67.
(3)  held in trust u/a/d 8/15/2012
(4)  held in trust u/a/d 12/30/2015
(5)  Reporting Person disclaims beneficial ownership of all such shares.
(6)  N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RANKIN ALISON A
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 12/6/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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