Statement of Changes in Beneficial Ownership (4)

Date : 12/07/2018 @ 5:26PM
Source : Edgar (US Regulatory)
Stock : Hyster-Yale Materials Handling Class A (HY)
Quote : 62.72  -0.8 (-1.26%) @ 9:02PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin III
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
Member of a group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE, SUITE 300
3. Date of Earliest Transaction (MM/DD/YYYY)

12/4/2018
(Street)

CLEVELAND, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   12/4/2018     P    3   (1) A $64.99   (2) 453   I   Proportionate interest in shares held by Rankin Associates VI held in trust  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (3) 455   I   Proportionate interest in shares held by Rankin Associates VI held in trust  
Class A Common Stock                  669   I   Child's proportionate limited partnership interest in shares held by RA II LP  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   669     669   I   Proportionate limited partnership interest in shares held by RA II LP  

Explanation of Responses:
(1)  Shares purchased pursuant to 10b5-1 plan
(2)  2018-Dec-4-Weighted Average - Share Price represents average price between $64.98 and $64.99.
(3)  2018-Dec-6-Weighted Average - Share Price represents average price between $62.50 and $62.67.
(4)  N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin III
5875 LANDERBROOK DRIVE
SUITE 300
CLEVELAND, OH 44124



Member of a group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 12/7/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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