Statement of Changes in Beneficial Ownership (4)
October 05 2022 - 01:51PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * WILLIAMS DAVID B |
2. Issuer Name and Ticker or Trading
Symbol HYSTER-YALE MATERIALS HANDLING, INC. [ HY
] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Member of a Group |
(Last)
(First)
(Middle)
5875 LANDERBROOK DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
10/3/2022
|
(Street)
MAYFIELD HEIGHTS, OH 44124
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
10/3/2022 |
|
A(1) |
|
880 |
A |
$0 |
13670 |
I |
Held in trust fbo Reporting
Person |
Class A Common Stock |
|
|
|
|
|
|
|
165124 |
I |
Spouse's proportionate partnership interest
shares held by AMR Associates LP (2) |
Class A Common Stock |
|
|
|
|
|
|
|
607 |
I |
Spouse is Trustee of HRB 2020 GST trust fbo Clara
Butler (3) |
Class A Common Stock |
|
|
|
|
|
|
|
181454 |
I |
Held by trust for the benefit of Reporting
Person's Spouse (2) |
Class A Common Stock |
|
|
|
|
|
|
|
608 |
I |
Spouse is Trustee of HRB 2020 GST trust fbo
Griffin Butler (2) |
Class A Common Stock |
|
|
|
|
|
|
|
1217 |
I |
Child's proportionate partnership interest shares
held by AMR Associates LP (2) |
Class A Common Stock |
|
|
|
|
|
|
|
6555 |
I |
Reporting Person is Trustee of a Trust for the
benefit of Reporting Person's minor child (2) |
Class A Common Stock |
|
|
|
|
|
|
|
608 |
I |
Serves as Trustee of CRW 2020 GST trust fbo Helen
Williams (2) |
Class A Common Stock |
|
|
|
|
|
|
|
1217 |
I |
Child's proportionate partnership interest shares
held by AMR Associates LP (2) |
Class A Common Stock |
|
|
|
|
|
|
|
9305 |
I |
Reporting Person is Trustee of a Trust for the
benefit of Reporting Person's minor child (2) |
Class A Common Stock |
|
|
|
|
|
|
|
607 |
I |
Serves as Trustee of CRW 2020 GST trust fbo Margo
Williams (2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
129223 |
|
129223 |
I |
Spouse's proportionate partnership interest
shares held by AMR Associates LP (2) |
Class B Common Stock |
(5) |
|
|
|
|
|
|
(6) |
(7) |
Class A Common Stock |
62368 |
|
62368 |
I |
Spouse is Trustee of HRB 2020 GST trust fbo Clara
Butler (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
52321 |
|
52321 |
I |
Spouse's proportionate interests in shares held
by Rankin Associates I. (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
85056 |
|
85056 |
I |
Spouse's proportionate interests in shares held
by Rankin Associates IV. (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
146 |
|
146 |
I |
Spouse's proportionate interest in shares held by
Rankin Associates VI (2) |
Class B Common Stock |
(8) |
|
|
|
|
|
|
(9) |
(10) |
Class A Common Stock |
20160 |
|
20160 |
I |
Spouse is Trustee of BTR 2020 GST trust fbo Clara
Williams (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
14750 |
|
14750 |
I |
proportionate LP interest in shares held by RA
II, L.P |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
905 |
|
905 |
I |
proportionate interests held in shares in Rankin
Associates V |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
635 |
|
635 |
I |
Reporting person's proportionate interest in
shares held by Rankin Associates VI |
Class B Common Stock |
(11) |
|
|
|
|
|
|
(12) |
(13) |
Class A Common Stock |
62369 |
|
62369 |
I |
Spouse is Trustee of HRB 2020 GST trust fbo
Griffin Butler (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
2560 |
|
2560 |
I |
Child's proportionate partnership interest shares
held by AMR Associates LP (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
21162 |
|
21162 |
I |
Minor child's trust?s proportionate interests in
shares held by Rankin Associates II. (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
461 |
|
461 |
I |
child's proportionate interests held in shares in
Rankin Associates V (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
634 |
|
634 |
I |
Child's proportionate interest in shares held by
Rankin Associates VI (2) |
Class B Common Stock |
(14) |
|
|
|
|
|
|
(15) |
(16) |
Class A Common Stock |
62369 |
|
62369 |
I |
Serves as Trustee of CRW 2020 GST trust fbo Helen
Williams (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
2560 |
|
2560 |
I |
Child's proportionate partnership interest shares
held by AMR Associates LP (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
18412 |
|
18412 |
I |
Minor child's trust?s proportionate interests in
shares held by Rankin Associates II. (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
461 |
|
461 |
I |
child's proportionate interests held in shares in
Rankin Associates V (2) |
Class B Common Stock |
(4) |
|
|
|
|
|
|
(4) |
(4) |
Class A Common Stock |
634 |
|
634 |
I |
Child's proportionate interest in shares held by
Rankin Associates VI (2) |
Class B Common Stock |
(17) |
|
|
|
|
|
|
(18) |
(19) |
Class A Common Stock |
62369 |
|
62369 |
I |
Serves as Trustee of CRW 2020 GST trust fbo Margo
Williams (2) |
Explanation of
Responses: |
(1) |
Award-Shares of Class A
Common Stock awarded to the Reporting Person as "Required Shares"
under the company's Non-Employee Directors' Equity Compensation
Plan. |
(2) |
Reporting Person disclaims
beneficial ownership of all such shares. |
(3) |
Reporting Person disclaims
beneficial ownership of all such shares. |
(4) |
N/A |
(5) |
N/A |
(6) |
N/A |
(7) |
N/A |
(8) |
N/A |
(9) |
N/A |
(10) |
N/A |
(11) |
N/A |
(12) |
N/A |
(13) |
N/A |
(14) |
N/A |
(15) |
N/A |
(16) |
N/A |
(17) |
N/A |
(18) |
N/A |
(19) |
N/A |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
WILLIAMS DAVID B
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124 |
X |
|
|
Member of a Group |
Signatures
|
/s/ Suzanne S. Taylor,
attorney-in-fact |
|
10/4/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Hyster Yale Materials Ha... (NYSE:HY)
Historical Stock Chart
From Jan 2023 to Feb 2023
Hyster Yale Materials Ha... (NYSE:HY)
Historical Stock Chart
From Feb 2022 to Feb 2023