Statement of Changes in Beneficial Ownership (4)

Date : 07/12/2019 @ 8:20PM
Source : Edgar (US Regulatory)
Stock : Hyster Yale Materials Handling Inc (HY)
Quote : 48.32  -0.13 (-0.27%) @ 4:26PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WILLIAMS DAVID B
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

7/10/2019
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   7/10/2019     P    147   (1) A $53.9889   120602   I   Held by trust for the benefit of Reporting Person's Spouse   (2)
Class A Common Stock   7/10/2019     P    1   (1) A $53.99   (3) 535   I   Spouse's proportionate interest in shares held by Rankin Associates VI   (2)
Class A Common Stock   7/10/2019     P    2   (1) A $53.99   (3) 635   I   Reporting person's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   7/10/2019     P    1   (1) A $53.99   (3) 633   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   7/10/2019     P    1   (1) A $53.99   (3) 633   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   7/11/2019     P    126   (1) A $53.8391   120728   I   Held by trust for the benefit of Reporting Person's Spouse   (2)
Class A Common Stock   7/11/2019     P    1   (1) A $53.84   (4) 536   I   Spouse's proportionate interest in shares held by Rankin Associates VI   (2)
Class A Common Stock   7/11/2019     P    1   (1) A $53.84   (4) 634   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   7/11/2019     P    1   (1) A $53.84   (4) 634   I   Child's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock                  81009   I   Spouse's proportionate partnership interest shares held by AMR Associates LP  
Class A Common Stock                  49811   I   Spouse's proportionate interests in shares held by Rankin Associates I.   (2)
Class A Common Stock                  11750   I   Spouse's proportionate interests in shares held by Rankin Associates II.   (2)
Class A Common Stock                  32369   I   Spouse's proportionate interests in shares held by Rankin Associates IV.   (2)
Class A Common Stock                  106   I   Spouse's proportionate interests in shares held by Rankin Associates V   (2)
Class A Common Stock                  3162   D    
Class A Common Stock                  7104   I   proportionate LP interest in shares held by RA II, L.P  
Class A Common Stock                  677   I   Child's proportionate partnership interest shares held by AMR Associates LP  
Class A Common Stock                  9945   I   Minor child's trust?s proportionate interests in shares held by Rankin Associates II.   (2)
Class A Common Stock                  2983   I   Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child   (2)
Class A Common Stock                  677   I   Child's proportionate partnership interest shares held by AMR Associates LP  
Class A Common Stock                  8570   I   Minor child's trust?s proportionate interests in shares held by Rankin Associates II.   (2)
Class A Common Stock                  4357   I   Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child   (2)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   94355     94355   I   Spouse's proportionate partnership interest shares held by AMR Associates LP  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   89105     89105   I   Spouse's proportionate interests in shares held by Rankin Associates I.   (2)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   11750     11750   I   Spouse's proportionate interests in shares held by Rankin Associates II.   (2)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   51283     51283   I   Spouse's proportionate interests in shares held by Rankin Associates IV.   (2)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   58586     58586   I   Held by trust for the benefit of Reporting Person's Spouse   (2)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   2332     2332   D    
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   7104     7104   I   proportionate LP interest in shares held by RA II, L.P  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   790     790   I   Child's proportionate partnership interest shares held by AMR Associates LP  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   9945     9945   I   Minor child's trust?s proportionate interests in shares held by Rankin Associates II.   (2)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   2152     2152   I   Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child   (2)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   790     790   I   Child's proportionate partnership interest shares held by AMR Associates LP  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   8570     8570   I   Minor child's trust?s proportionate interests in shares held by Rankin Associates II.   (2)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   3528     3528   I   Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child   (2)

Explanation of Responses:
(1)  Shares purchased pursuant to 10b5-1 plan.
(2)  Reporting Person disclaims beneficial ownership of all such shares.
(3)  2019-July-10-Weighted Average-Share Price represents average price between $53.95 and $53.99.
(4)  2019-July-11-Weighted Average-Share Price represents average price between $53.40 and $53.84.
(5)  N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
WILLIAMS DAVID B
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 7/12/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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