Initial Statement of Beneficial Ownership (3)
July 07 2020 - 4:29PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Hirsch Charlton R. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/2/2020
|
3. Issuer Name and Ticker or Trading Symbol
Huntsman CORP [HUN]
|
(Last)
(First)
(Middle)
10003 WOODLOCH FOREST DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP, Performance Products / |
(Street)
THE WOODLANDS, TX 77380
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 11434 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option (Right to Buy) | (1) | 2/3/2026 | Common Stock | 1172 | $8.86 | D | |
Option (Right to Buy) | (2) | 2/1/2027 | Common Stock | 4504 | $21.01 | D | |
Option (Right to Buy) | (3) | 2/7/2028 | Common Stock | 4876 | $32.77 | D | |
Option (Right to Buy) | (4) | 2/6/2029 | Common Stock | 8091 | $22.66 | D | |
Option (Right to Buy) | (5) | 2/13/2030 | Common Stock | 8464 | $21.54 | D | |
Phantom Stock | (6) | (6) | Common Stock | 763 | $0 | D | |
Phantom Stock | (7) | (7) | Common Stock | 2207 | $0 | D | |
Phantom Stock | (8) | (8) | Common Stock | 3250 | $0 | D | |
Explanation of Responses: |
(1) | This option became exercisable in three equal annual installments on February 3, 2017, 2018 and 2019. |
(2) | This option became exercisable in three equal annual installments on February 1, 2018, 2019 and 2020. |
(3) | This option became exercisable as to 1,625 shares on February 7, 2019, 1,625 shares on February 7, 2020 and becomes exercisable as to the remaining 1,626 shares on February 7, 2021. |
(4) | This option became exercisable as to 2,697 shares on February 6, 2020 and becomes exercisable as to an additional 2,697 shares on February 6, 2021 and the remaining 2,697 shares on February 6, 2022. |
(5) | This option becomes exercisable as to 2,821 shares on February 13, 2021, an additional 2,821 shares on February 13, 2022 and the remaining 2,822 shares on February 13, 2023. |
(6) | These shares of phantom stock become payable on February 7, 2021. |
(7) | These shares of phantom stock become payable in two equal annual installments beginning February 6, 2021. |
(8) | These shares of phantom stock become payable in three equal annual installments beginning February 13, 2021. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hirsch Charlton R. 10003 WOODLOCH FOREST DRIVE THE WOODLANDS, TX 77380 |
|
| SVP, Performance Products |
|
Signatures
|
Fan (Frank) Wu, by Power of Attorney | | 7/7/2020 |
**Signature of Reporting Person | Date |
Huntsman (NYSE:HUN)
Historical Stock Chart
From Mar 2024 to Apr 2024
Huntsman (NYSE:HUN)
Historical Stock Chart
From Apr 2023 to Apr 2024